Filing Details
- Accession Number:
- 0001181431-13-015376
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-07 16:47:36
- Reporting Period:
- 2013-03-06
- Filing Date:
- 2013-03-07
- Accepted Time:
- 2013-03-07 16:47:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880631 | Wisdomtree Investments Inc. | WETF | Commodity Contracts Brokers & Dealers (6221) | 133487784 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1237844 | Frank Salerno | C/O Wisdomtree Investments, Inc. 380 Madison Avenue, 21St Floor New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-03-06 | 2,300 | $9.31 | 92,137 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-07 | 5,000 | $9.40 | 87,137 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 17,321 | Indirect | By Hillcrest Financial, LLC |
Footnotes
- The price included in Colum 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $9.31 to $9.32. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
- Includes 27,137 shares of restricted stock vesting as to 13,568 shares on July 27, 2013 and as to 13,569 shares on July 27, 2014.
- The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $9.40 to $9.41.