Filing Details

Accession Number:
0001513935-13-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-07 16:20:55
Reporting Period:
2013-03-05
Filing Date:
2013-03-07
Accepted Time:
2013-03-07 16:20:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513935 Edgar Luce C/O Ellie Mae, Inc.
4155 Hopyard Road, Suite 200
Pleasanton CA 94588
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-05 1,200 $1.38 4,014 No 4 M Direct
Common Stock Disposition 2013-03-05 1,200 $22.00 2,814 No 4 S Direct
Common Stock Acquisiton 2013-03-06 3,800 $1.38 6,614 No 4 M Direct
Common Stock Disposition 2013-03-06 3,800 $22.00 2,814 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2013-03-05 1,200 $0.00 1,200 $1.38
Common Stock Incentive Stock Option (right to buy) Disposition 2013-03-06 3,800 $0.00 3,800 $1.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,716 2015-02-22 No 4 M Direct
17,916 2015-02-22 No 4 M Direct
Footnotes
  1. The exercise and sale of these stock options was completed pursuant to the Rule 10b5-1 trading plan adopted by Edgar A. Luce.
  2. Includes 1,000 shares acquired by the reporting person under the Issuer's Employee Stock Purchase Plan on February 28, 2013.
  3. 100% of the shares subject to the option are fully vested and exercisable.
  4. The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.