Filing Details
- Accession Number:
- 0001513935-13-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-07 16:20:55
- Reporting Period:
- 2013-03-05
- Filing Date:
- 2013-03-07
- Accepted Time:
- 2013-03-07 16:20:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122388 | Ellie Mae Inc | ELLI | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1513935 | Edgar Luce | C/O Ellie Mae, Inc. 4155 Hopyard Road, Suite 200 Pleasanton CA 94588 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-05 | 1,200 | $1.38 | 4,014 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-05 | 1,200 | $22.00 | 2,814 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-06 | 3,800 | $1.38 | 6,614 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-06 | 3,800 | $22.00 | 2,814 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-03-05 | 1,200 | $0.00 | 1,200 | $1.38 |
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-03-06 | 3,800 | $0.00 | 3,800 | $1.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
21,716 | 2015-02-22 | No | 4 | M | Direct | |
17,916 | 2015-02-22 | No | 4 | M | Direct |
Footnotes
- The exercise and sale of these stock options was completed pursuant to the Rule 10b5-1 trading plan adopted by Edgar A. Luce.
- Includes 1,000 shares acquired by the reporting person under the Issuer's Employee Stock Purchase Plan on February 28, 2013.
- 100% of the shares subject to the option are fully vested and exercisable.
- The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.