Filing Details
- Accession Number:
- 0001181431-13-015244
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-07 12:11:24
- Reporting Period:
- 2013-03-05
- Filing Date:
- 2013-03-07
- Accepted Time:
- 2013-03-07 12:11:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1323885 | Atricure Inc. | ATRC | Surgical & Medical Instruments & Apparatus (3841) | 341940305 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1336089 | L James Lucky | 6217 Centre Park Drive West Chester OH 45069 | Vp, Clinical, Regulatory & Qs | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-05 | 13,949 | $6.34 | 60,342 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-05 | 13,949 | $8.13 | 46,393 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-05 | 31,500 | $5.60 | 77,893 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-05 | 31,500 | $8.13 | 46,393 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-05 | 9,473 | $1.52 | 55,866 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-06 | 616 | $8.22 | 55,250 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-06 | 4,000 | $8.22 | 51,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2013-03-05 | 13,949 | $0.00 | 13,949 | $6.34 |
Common Stock | Stock Option (right to buy) | Disposition | 2013-03-05 | 31,500 | $0.00 | 31,500 | $5.60 |
Common Stock | Stock Option (right to buy) | Disposition | 2013-03-05 | 9,473 | $0.00 | 9,473 | $1.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
156,051 | 2007-09-06 | 2016-09-06 | No | 4 | M | Direct |
124,551 | 2011-02-17 | 2020-02-17 | No | 4 | M | Direct |
115,078 | 2005-01-01 | 2014-01-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $8.00 to $8.33 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $8.21 to $8.24 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These options were granted on September 6, 2006 and vest and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vest and is exercisable in equal monthly installments on the same day of the month over the following three years.
- These options were granted on February 17, 2010 and vest and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.
- These options were granted on January 1, 2004 and are exercisable cumulatively at a rate of 25% per annum beginning one year from the date of grant date.