Filing Details

Accession Number:
0001181431-13-015244
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-07 12:11:24
Reporting Period:
2013-03-05
Filing Date:
2013-03-07
Accepted Time:
2013-03-07 12:11:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1323885 Atricure Inc. ATRC Surgical & Medical Instruments & Apparatus (3841) 341940305
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1336089 L James Lucky 6217 Centre Park Drive
West Chester OH 45069
Vp, Clinical, Regulatory & Qs No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-05 13,949 $6.34 60,342 No 4 M Direct
Common Stock Disposition 2013-03-05 13,949 $8.13 46,393 No 4 S Direct
Common Stock Acquisiton 2013-03-05 31,500 $5.60 77,893 No 4 M Direct
Common Stock Disposition 2013-03-05 31,500 $8.13 46,393 No 4 S Direct
Common Stock Acquisiton 2013-03-05 9,473 $1.52 55,866 No 4 M Direct
Common Stock Disposition 2013-03-06 616 $8.22 55,250 No 4 S Direct
Common Stock Disposition 2013-03-06 4,000 $8.22 51,250 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2013-03-05 13,949 $0.00 13,949 $6.34
Common Stock Stock Option (right to buy) Disposition 2013-03-05 31,500 $0.00 31,500 $5.60
Common Stock Stock Option (right to buy) Disposition 2013-03-05 9,473 $0.00 9,473 $1.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
156,051 2007-09-06 2016-09-06 No 4 M Direct
124,551 2011-02-17 2020-02-17 No 4 M Direct
115,078 2005-01-01 2014-01-01 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $8.00 to $8.33 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $8.21 to $8.24 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. These options were granted on September 6, 2006 and vest and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vest and is exercisable in equal monthly installments on the same day of the month over the following three years.
  4. These options were granted on February 17, 2010 and vest and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.
  5. These options were granted on January 1, 2004 and are exercisable cumulatively at a rate of 25% per annum beginning one year from the date of grant date.