Filing Details
- Accession Number:
- 0001140361-13-011155
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-03-07 09:17:37
- Reporting Period:
- 2013-01-31
- Filing Date:
- 2013-03-07
- Accepted Time:
- 2013-03-07 09:17:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1036188 | Qad Inc | QADA | Services-Prepackaged Software (7372) | 770105228 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1102753 | M Pamela Lopker | 100 Innovation Place Santa Barbara CA 93108 | President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock ($0.001 Par Value) | Disposition | 2012-10-15 | 1,000 | $12.70 | 280,140 | No | 5 | S | Indirect | Lopker Family Foundation |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2012-10-16 | 500 | $12.70 | 280,140 | No | 5 | S | Indirect | Lopker Family Foundation |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2012-10-17 | 2,500 | $12.70 | 280,140 | No | 5 | S | Indirect | Lopker Family Foundation |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2012-10-18 | 1,000 | $12.70 | 280,140 | No | 5 | S | Indirect | Lopker Family Foundation |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2012-10-19 | 116 | $12.70 | 280,140 | No | 5 | S | Indirect | Lopker Family Foundation |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2012-12-03 | 63,000 | $0.00 | 280,140 | No | 5 | G | Indirect | Lopker Family Foundation |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2012-12-06 | 46,000 | $0.00 | 280,140 | No | 5 | G | Indirect | Lopker Family Foundation |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2012-12-03 | 63,000 | $0.00 | 6,838,464 | No | 5 | G | Direct | |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2012-12-06 | 46,000 | $0.00 | 6,838,464 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Indirect | Lopker Family Foundation |
| No | 5 | S | Indirect | Lopker Family Foundation |
| No | 5 | S | Indirect | Lopker Family Foundation |
| No | 5 | S | Indirect | Lopker Family Foundation |
| No | 5 | S | Indirect | Lopker Family Foundation |
| No | 5 | G | Indirect | Lopker Family Foundation |
| No | 5 | G | Indirect | Lopker Family Foundation |
| No | 5 | G | Direct | |
| No | 5 | G | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock ($0.001 Par Value) | 95,766 | Direct | |
| Class A Common Stock ($0.001 Par Value) | 154,437 | Indirect | Bo Lopker Trust |
| Class A Common Stock ($0.001 Par Value) | 159,887 | Indirect | Juliana Lopker Trust |
| Class A Common Stock ($0.001 Par Value) | 95,913 | Indirect | By spouse |
| Class A Common Stock ($0.001 Par Value) | 5,084 | Indirect | Lopker Family 1997 Charitable Remainder Trust |
Billionaire Hedge Funds
