Filing Details

Accession Number:
0001179110-13-004445
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-06 21:53:58
Reporting Period:
2013-03-04
Filing Date:
2013-03-06
Accepted Time:
2013-03-06 21:53:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1171759 Red Robin Gourmet Burgers Inc RRGB Retail-Eating Places (5812) 841573084
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188767 Eric Houseman 6312 S. Fiddler'S Green Circle
Suite 200N
Greenwood Village CO 80111
President And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-03-04 423 $44.36 42,096 No 4 F Direct
Common Stock Acquisiton 2013-03-04 2,680 $0.00 44,776 No 4 A Direct
Common Stock Disposition 2013-03-04 2,999 $44.36 41,777 No 4 F Direct
Common Stock Acquisiton 2013-03-05 9,000 $14.93 50,777 No 4 M Direct
Common Stock Disposition 2013-03-05 9,000 $44.62 41,777 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-03-05 9,000 $0.00 9,000 $14.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,000 2019-02-24 No 4 M Direct
Footnotes
  1. In connection with the vesting of 1,325 time-based restricted stock units which were granted on March 2, 2010 under the issuer's Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 423 of such shares to the issuer to satisfy his tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
  2. Represents the acquisition of an additional 2,680 performance-based restricted stock units that vested on March 2, 2013, based upon the issuer's performance relative to certain total shareholder return objectives. The number of units that vested was 140% of the target number of 6,700 units. The terms of the original grant are set forth in the Form 4 filed for the reporting person on March 4, 2010.
  3. In connection with the vesting of 9,380 performance-based restricted stock units which were granted on March 2, 2010 under the issuer's Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 2,999 of such shares to the issuer to satisfy his tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
  4. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.60 to $44.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. Includes 5,860 restricted stock units that are subject to vesting and forfeiture restrictions.
  6. The option is fully vested.