Filing Details
- Accession Number:
- 0001140361-13-011129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-06 20:09:15
- Reporting Period:
- 2013-03-04
- Filing Date:
- 2013-03-06
- Accepted Time:
- 2013-03-06 20:09:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1389050 | Exterran Holdings Inc. | EXH | Services-Equipment Rental & Leasing, Nec (7359) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186860 | Bradley D Childers | 16666 Northchase Drive Houston TX 77060 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-04 | 31,849 | $0.00 | 154,578 | No | 4 | A | Direct | |
Common Stock | Disposition | 2013-03-04 | 4,670 | $25.04 | 149,908 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-03-04 | 25,000 | $16.71 | 174,808 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-04 | 25,000 | $25.05 | 149,908 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-05 | 1,693 | $25.82 | 148,215 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-04 | 25,000 | $0.00 | 25,000 | $16.71 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2013-03-04 | 85,800 | $0.00 | 85,800 | $25.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-03-10 | No | 4 | M | Direct | |
85,800 | 2020-03-04 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 963 | Indirect | 401(k) Plan |
Footnotes
- This award represents a grant of restricted stock under the Exterran Holdings, Inc. Amended and Restated Stock Incentive Plan and vests over a three-year period at the rate of one-third per year beginning on the first anniversary of the date of grant and on each successive anniversary of the intial date of grant. Vesting is subject to acceleration due to a qualifying change of control. Any unvested portion of this award will be forfeited upon termination of service or employment, unless the termination is due to death or disability.
- Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.
- This is in respect to stock options granted under the Universal Compression Holdings, Inc. Incentive Stock Option Plan, fully vested as of March 10, 2006 and subject to expiration on March 10, 2013. This transaction was executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2012 to meet the option expiration date and to cover additional expected 2013 tax liabilities.
- These transactions were executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2012 to cover additional expected 2013 tax liabilities.
- This award represents a grant of stock options under the Exterran Holdings, Inc. Amended and Restated 2007 Stock Incentive Plan and vests over a three-year period at the rate of one-third per year beginning on the first anniversary of the date of grant and on each successive anniversary of the initial date of grant. Vesting is subject to acceleration due to a qualifying change of control. Any unvested portion of this award will be forfeited upon termination of service or employment, unless the termination is due to death, disability or retirement.