Filing Details
- Accession Number:
- 0001413753-13-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-06 18:33:06
- Reporting Period:
- 2013-03-05
- Filing Date:
- 2013-03-06
- Accepted Time:
- 2013-03-06 18:33:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1224946 | Mohan Maheswaran | 200 Flynn Road Camarillo CA 93012 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-05 | 2,000 | $13.15 | 155,752 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-05 | 10,000 | $16.14 | 165,752 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-05 | 14,000 | $30.67 | 151,752 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-05 | 2,000 | $0.00 | 2,000 | $13.15 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-05 | 10,000 | $0.00 | 10,000 | $16.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,000 | 2014-02-28 | No | 4 | M | Direct | |
| 40,000 | 2013-06-07 | No | 4 | M | Direct |
Footnotes
- This price represents the weighted average of these sales. The prices ranged from $30.3800 to $30.9300. Price and share details are available upon request.
- This option vested in three annual installments beginning on February 28, 2009.
- This option vested in three annual installments beginning on June 6, 2008.
Billionaire Hedge Funds
