Filing Details
- Accession Number:
- 0001140361-13-011071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-06 17:59:23
- Reporting Period:
- 2013-03-05
- Filing Date:
- 2013-03-06
- Accepted Time:
- 2013-03-06 17:59:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823094 | Sothebys | BID | Services-Business Services, Nec (7389) | 382478409 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1457839 | Kevin Ching | 1334 York Avenue New York NY 10021 | Ceo, Asia | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-05 | 8,945 | $0.00 | 49,426 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-03-05 | 19,426 | $39.24 | 30,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Performance share units that have vested and are settled in common stock as a result of the fulfillment of all or partial pre-tax earnings target.
- Not Applicable
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transacations at prices ranging from $39.05 to $39.47. If requested, the reporting person will supply the SEC, the Issuer or a security holder of Issuer full details regarding the number of shares sold at each separate price.