Filing Details
- Accession Number:
- 0001181431-13-015043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-06 17:52:00
- Reporting Period:
- 2013-03-01
- Filing Date:
- 2013-03-06
- Accepted Time:
- 2013-03-06 17:52:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1158895 | Lemaitre Vascular Inc | LMAT | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1437827 | Jr N William Thorndike | C/O Lemaitre Vascular, Inc. 63 Second Avenue Burlington MA 01803 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-01 | 1,709 | $5.85 | 1,709 | No | 4 | M | Indirect | See footnote |
Common Stock | Disposition | 2013-03-01 | 1,709 | $6.02 | 0 | No | 4 | S | Indirect | See footnote |
Common Stock | Acquisiton | 2013-03-04 | 8,291 | $5.85 | 8,291 | No | 4 | M | Indirect | See footnote |
Common Stock | Disposition | 2013-03-04 | 8,291 | $6.05 | 0 | No | 4 | S | Indirect | See footnote |
Common Stock | Acquisiton | 2013-03-04 | 3,271 | $3.40 | 3,271 | No | 4 | M | Indirect | See footnote |
Common Stock | Disposition | 2013-03-04 | 3,271 | $6.03 | 0 | No | 4 | S | Indirect | See footnote |
Common Stock | Acquisiton | 2013-03-05 | 1,200 | $3.40 | 1,200 | No | 4 | M | Indirect | See footnote |
Common Stock | Disposition | 2013-03-05 | 1,200 | $6.08 | 0 | No | 4 | S | Indirect | See footnote |
Common Stock | Acquisiton | 2013-03-06 | 10,529 | $3.40 | 10,529 | No | 4 | M | Indirect | See footnote |
Common Stock | Acquisiton | 2013-03-06 | 15,000 | $3.00 | 25,529 | No | 4 | M | Indirect | See footnote |
Common Stock | Disposition | 2013-03-06 | 4,000 | $6.03 | 21,529 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | M | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | M | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | M | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | M | Indirect | See footnote |
No | 4 | M | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-01 | 1,709 | $0.00 | 1,709 | $5.85 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-04 | 8,291 | $0.00 | 8,291 | $5.85 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-04 | 3,271 | $0.00 | 3,271 | $3.40 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-05 | 1,200 | $0.00 | 1,200 | $3.40 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-06 | 10,529 | $0.00 | 10,529 | $3.40 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-06 | 15,000 | $0.00 | 15,000 | $3.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,291 | 2010-07-26 | 2013-03-06 | No | 4 | M | Indirect |
0 | 2010-07-26 | 2013-03-06 | No | 4 | M | Indirect |
11,729 | 2008-09-01 | 2013-03-06 | No | 4 | M | Indirect |
10,529 | 2008-09-01 | 2013-03-06 | No | 4 | M | Indirect |
0 | 2008-09-01 | 2013-03-06 | No | 4 | M | Indirect |
0 | 2009-07-27 | 2013-03-06 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 87,202 | Direct |
Footnotes
- These shares are held by Housatonic Equity Investors L.P. Housatonic Equity Partners I, LLC is the general partner of Housatonic Equity Investors L.P., and William N. Thorndike, Jr. is a managing director of Housatonic Equity Partners I, LLC and a limited partner of Housatonic Equity Investors L.P. In such capacities the reporting person may be deemed to share voting and investment power with respect to the securities held of record by Housatonic Equity Investors L.P. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any, and the reporting herein of such securities shall not be construed as an admission of beneficial ownership thereof for purposes of Section 16 or for any other purpose.
- The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $6.00 to $6.04. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
- The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $6.05 to $6.06. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
- The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $6.00 to $6.09. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
- The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $6.05 to $6.09. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
- To the extent outstanding, this option is fully vested and exercisable. Any unvested portion of the original grant was forfeited on December 6, 2012 because the reporting person ceased serving on the Board of Directors of the Issuer as a representative of Housatonic Equity Investors L.P on such date. The Reporting Person rejoined the Board of Directors of the Issuer on December 9, 2012 strictly in an individual capacity.
- Because the reporting person ceased serving on the Board of Directors of the Issuer as a representative of Housatonic Equity Investors L.P on December 6, 2012, such option will no longer be exercisable, and will be forfeited if not sooner exercised, as of March 6, 2013. The Reporting Person rejoined the Board of Directors of the Issuer on December 9, 2012 strictly in an individual capacity.
- This option is held by Housatonic Equity Investors L.P. Housatonic Equity Partners I, LLC is the general partner of Housatonic Equity Investors L.P., and William N. Thorndike, Jr. is a managing director of Housatonic Equity Partners I, LLC and a limited partner of Housatonic Equity Investors L.P. In such capacities the reporting person may be deemed to share voting and investment power with respect to the securities held of record by Housatonic Equity Investors L.P. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any, and the reporting herein of such securities shall not be construed as an admission of beneficial ownership thereof for purposes of Section 16 or for any other purpose.
- The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $6.00 to $6.13. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.