Filing Details
- Accession Number:
- 0001181431-13-014990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-06 17:08:57
- Reporting Period:
- 2013-03-04
- Filing Date:
- 2013-03-06
- Accepted Time:
- 2013-03-06 17:08:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1441449 | Authority Investment Qatar | P.o. Box 23224 Q-Tel Tower, 8Th Floor Diplomatic Area Street, West Bay Doha S3 | No | No | Yes | No | |
1571357 | Qatar Holding Usa Llc | Q-Tel Tower, 8Th Fl, Diplomatic Area St. West Bay, P.o. Box 23224 Doha S3 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-04 | 375,790 | $69.79 | 13,178,945 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-03-04 | 252,650 | $69.50 | 13,431,595 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-03-04 | 181,700 | $68.80 | 13,613,295 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-03-04 | 162,000 | $69.32 | 13,775,295 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-03-05 | 514,100 | $70.06 | 14,289,395 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Put Option (Obligation to Purchase) | Disposition | 2013-03-04 | 790,000 | $3.41 | 790,000 | $56.82 |
Common Stock | Put Option (Obligation to Purchase) | Disposition | 2013-03-04 | 835,000 | $2.82 | 835,000 | $54.69 |
Common Stock | Put Option (Obligation to Purchase) | Disposition | 2013-03-04 | 815,000 | $4.75 | 815,000 | $61.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-01-07 | 2014-01-07 | No | 4 | J | Indirect |
0 | 2014-01-22 | 2014-01-22 | No | 4 | J | Indirect |
0 | 2014-02-05 | 2014-02-05 | No | 4 | J | Indirect |
Footnotes
- The Common Stock and Put Options are directly held by Qatar Holding USA LLC, a wholly-owned subsidiary of Qatar Investment Authority. The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- Represents European-style put option contracts obligating Qatar Holding USA LLC to purchase shares of the Issuer's Common Stock at the exercise price upon exercise of the option by the holder of the option on the exercise date.
- On March 4, 2013, the Reporting Persons closed their short put positions by cancelling the put options at the price per option set forth under Column 8.