Filing Details
- Accession Number:
- 0001144204-13-013283
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-06 16:51:34
- Reporting Period:
- 2013-03-04
- Filing Date:
- 2013-03-06
- Accepted Time:
- 2013-03-06 16:51:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1159154 | Republic Airways Holdings Inc | RJET | Air Transportation, Scheduled (4512) | 061449146 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518270 | P. Timothy Dooley | C/O Republic Airways Holdings Inc. 8909 Purdue Road, Suite 300 Indianapolis IN 46268 | Svp Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 Par Value | Disposition | 2013-03-04 | 2,267 | $10.00 | 66,667 | No | 4 | S | Direct | |
| Common Stock, $.001 Par Value | Acquisiton | 2013-03-06 | 20,000 | $6.32 | 86,667 | No | 4 | M | Direct | |
| Common Stock, $.001 Par Value | Disposition | 2013-03-06 | 20,000 | $10.40 | 66,667 | No | 4 | S | Direct | |
| Common Stock, $.001 Par Value | Acquisiton | 2013-03-06 | 26,666 | $5.77 | 93,333 | No | 4 | M | Direct | |
| Common Stock, $.001 Par Value | Disposition | 2013-03-06 | 26,666 | $10.52 | 66,667 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-06 | 20,000 | $0.00 | 20,000 | $6.32 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-06 | 26,666 | $0.00 | 26,666 | $5.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2020-06-22 | No | 4 | M | Direct | |
| 13,334 | 2021-04-11 | No | 4 | M | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.35 to $10.46, inclusive. The reporting person undertakes to provide Republic Airways Holdings, Inc., any security holder of Republic Airways Holdings, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.38 to $10.62, inclusive. The reporting person undertakes to provide Republic Airways Holdings, Inc., any security holder of Republic Airways Holdings, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 10,000 of the options vested and became exercisable on June 22, 2012 and 2011, and 10,000 of the options vest and become exercisable annually in equal installments on June 22, 2013 and 2014.
- 13,333 of the options vested and became exercisable on December 31, 2012 and 2011, and 13,334 of the options vest on December 31, 2013.
- This number includes 66,667 restricted shares, of which 10,000 vest on each of June 22, 2013 and June 22, 2014, 6,667 vest on December 31, 2013, and 50,000 vest in equal annual installments from March 30, 2013 to March 30, 2015.
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