Filing Details
- Accession Number:
- 0001127602-13-009607
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-06 16:07:46
- Reporting Period:
- 2013-03-05
- Filing Date:
- 2013-03-06
- Accepted Time:
- 2013-03-06 16:07:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
822416 | Pultegroup Inc | PHM | Operative Builders (1531) | 382766606 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1231238 | Jr J Richard Dugas | 100 Bloomfield Hills Pky. Suite 300 Bloomfield Hills MI 48304 | Pres. And Chief Exec. Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-05 | 500,000 | $10.93 | 1,695,957 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-05 | 500,000 | $20.17 | 1,195,957 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-03-05 | 500,000 | $0.00 | 500,000 | $10.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-12-06 | 2017-12-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 40,612 | Indirect | Susan Dugas Trust (spouse) |
Units | 8,360 | Indirect | By 401(k) Plan |
Footnotes
- The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $20 to $20.35, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price withinin the ranges set forth in this footnote.
- Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represents 17,665.977 shares of PulteGroup, Inc. CommonStock held in the Fund as of 2/28/2013.