Filing Details

Accession Number:
0001179110-13-004378
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-06 13:56:41
Reporting Period:
2013-03-04
Filing Date:
2013-03-06
Accepted Time:
2013-03-06 13:56:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1353283 Splunk Inc SPLK Services-Prepackaged Software (7372) 861106510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205951 G Nicholas Sturiale C/O Sevin Rosen Funds
13455 Noel Road, Suite 1670
Dallas TX 75240
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-03-04 3,000,000 $0.00 3,070,097 No 4 J Indirect See Footnote
Common Stock Disposition 2013-03-04 62,500 $0.00 62,461 No 4 J Indirect See Footnote
Common Stock Acquisiton 2013-03-04 32 $0.00 111 No 4 J Indirect See Footnote
Common Stock Acquisiton 2013-03-04 5,577 $0.00 25,934 No 4 J Indirect See Footnote
Common Stock Disposition 2013-03-05 20,357 $37.46 5,577 No 4 S Indirect See Footnote
Common Stock Acquisiton 2013-03-04 149 $0.00 515 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See Footnote
No 4 J Indirect See Footnote
No 4 J Indirect See Footnote
No 4 J Indirect See Footnote
No 4 S Indirect See Footnote
No 4 J Direct
Footnotes
  1. Represents a pro rata in-kind distribution, without additonal consideration, of Common Stock of the Issuer.
  2. The shares are directly held by Sevin Rosen Fund VIII L.P. ("SRFVIII"). The reporting person is a general partner of SRB Associates VIII L.P. ("SRBA VIII"), the general partner of SRFVIII, and disclaims beneficial ownership of the shares held by SRFVIII except to the extent of his pecuniary interest in such shares.
  3. The shares are held directly by Sevin Rosen VIII Affiliates Fund L.P. ("SRVIII AFF"). The reporting person is a general partner of SRBA VIII, the general partner of SRVIII AFF, and disclaims beneficial ownership of the shares held by SRVIII AFF except to the extent of his pecuniary interest in such shares.
  4. Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distribution described in footnotes (1) and (3) above.
  5. The shares are held directly by SRBA VIII. The reporting person is a general partner of SRBA VIII and disclaims beneficial ownership of the shares held by SRBA VIII except to the extent of his pecuniary interest in such shares.
  6. The shares are held directly by Sevin Rosen Bayless Management Company ("SRBMC"). The reporting person is an officer and director of SRBMC and disclaims beneficial ownership of the shares held by SRBMC except to the extent of his pecuniary interest in such shares.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.26 to $37.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.