Filing Details
- Accession Number:
- 0000066756-13-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-06 13:41:33
- Reporting Period:
- 2013-03-05
- Filing Date:
- 2013-03-06
- Accepted Time:
- 2013-03-06 13:41:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
66756 | Allete Inc | ALE | Electric & Other Services Combined (4931) | 410418150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1283203 | A Deborah Amberg | 30 West Superior Street Duluth MN 55802 | Srvp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-05 | 1,070 | $37.76 | 12,622 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-05 | 970 | $47.72 | 11,652 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-05 | 100 | $47.73 | 11,552 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Rt. to Buy) | Disposition | 2013-03-05 | 1,070 | $0.00 | 1,070 | $37.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,056 | Indirect | By RSOP Trust |
Footnotes
- Includes shares acquired in exempt transactions under the dividend reinvestment feature of ALLETE's stock purchase and dividend reinvestment plan, based on plan information available as of March 1, 2013.
- Includes shares acquired in exempt transactions under ALLETE's retirement savings and stock ownership plan (RSOP), based on RSOP plan information available as of March 1, 2013.
- The option vested in three equal installments; one-third vested on February 2, 2005, one-third vested on February 2, 2006, and one-third vested on February 2, 2007.