Filing Details
- Accession Number:
- 0001383913-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-06 12:14:21
- Reporting Period:
- 2013-03-04
- Filing Date:
- 2013-03-06
- Accepted Time:
- 2013-03-06 12:14:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912833 | West Marine Inc | WMAR | Retail-Auto Dealers & Gasoline Stations (5500) | 770355502 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1383913 | R Thomas Moran | 500 Westridge Dr. Watsonville CA 95076 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-04 | 11,220 | $5.80 | 40,676 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-04 | 999 | $12.55 | 39,677 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-04 | 101 | $12.56 | 39,576 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-04 | 2,800 | $12.59 | 36,776 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-04 | 2,746 | $12.60 | 34,030 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-04 | 164 | $12.61 | 33,866 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-04 | 300 | $12.62 | 33,566 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-04 | 200 | $12.63 | 33,366 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-04 | 200 | $12.64 | 33,166 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-03-04 | 11,220 | $0.00 | 11,220 | $5.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 66,000 | 2010-06-01 | 2014-06-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock Units | 8,250 | Direct | |
| Restricted Stock Unit | 5,498 | Direct |
Footnotes
- Includes 284 shares acquired in October 2012 under the West Marine, Inc. Associates Stock Buying Plan.
- Options granted pursuant to the terms of the West Marine, Inc. Omnibus Equity Incentive Plan.
- Consists of 38,775 unvested stock options and 27,225 exercisable stock options.
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