Filing Details
- Accession Number:
- 0001140361-13-010904
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-06 11:20:27
- Reporting Period:
- 2013-03-04
- Filing Date:
- 2013-03-06
- Accepted Time:
- 2013-03-06 11:20:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1159019 | Tribute Pharmaceuticals Canada Inc. | TBUFF | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200376 | M John Gregory | 340 Martin Luther King, Jr. Blvd. Suite 200 Bristol TN 37620 | Yes | No | Yes | No | |
| 1200378 | Sj Strategic Investments Llc | 340 Martin Luther King, Jr. Blvd. Suite 200 Bristol TN 37620 | No | No | Yes | No | |
| 1278592 | P Joan Gregory | 340 Martin Luther King, Jr. Blvd. Suite 200 Bristol TN 37620 | No | No | No | Yes | |
| 1278593 | M James Gregory | 340 Martin Luther King, Jr. Blvd. Suite 200 Bristol TN 37620 | No | No | No | Yes | |
| 1278594 | Susan Palmer | 340 Martin Luther King, Jr. Blvd. Suite 200 Bristol TN 37620 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2013-03-04 | 1,250,000 | $0.00 | 6,438,794 | No | 4 | P | Direct | |
| Common Shares | Acquisiton | 2013-03-04 | 625,000 | $0.00 | 625,000 | No | 4 | P | Indirect | Affiliate |
| Common Shares | Acquisiton | 2013-03-04 | 625,000 | $0.00 | 1,025,000 | No | 4 | P | Indirect | Kingsway Charities |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Affiliate |
| No | 4 | P | Indirect | Kingsway Charities |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Common Stock Warrants (right to buy) | Acquisiton | 2013-03-04 | 625,000 | $0.00 | 625,000 | $0.50 |
| Common Stock | Series B Common Stock Warrants (right to buy) | Acquisiton | 2013-03-04 | 625,000 | $0.00 | 625,000 | $0.60 |
| Common Stock | Series A Common Stock Warrants (right to buy) | Acquisiton | 2013-03-04 | 312,500 | $0.00 | 312,500 | $0.50 |
| Common Stock | Series B Common Stock Warrants (right to buy) | Acquisiton | 2013-03-04 | 312,500 | $0.00 | 312,500 | $0.60 |
| Common Stock | Series A Common Stock Warrants (right to buy) | Acquisiton | 2013-03-04 | 312,500 | $0.00 | 312,500 | $0.50 |
| Common Stock | Series B Common Stock Warrants (right to buy) | Acquisiton | 2013-03-04 | 312,500 | $0.00 | 312,500 | $0.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 625,000 | 2013-03-04 | 2015-03-04 | No | 4 | P | Direct |
| 625,000 | 2013-03-04 | 2018-03-04 | No | 4 | P | Direct |
| 312,500 | 2013-03-04 | 2015-03-04 | No | 4 | P | Indirect |
| 312,500 | 2013-03-04 | 2018-03-04 | No | 4 | P | Indirect |
| 312,500 | 2013-03-04 | 2015-03-04 | No | 4 | P | Indirect |
| 312,500 | 2013-03-04 | 2018-03-04 | No | 4 | P | Indirect |
Footnotes
- The reported securities are included within Units purchased by the reporting person for $0.40 per Unit. Each Unit consists of one share of common stock, a Series A Warrant to purchase 1/2 a share of common stock, and a Series B Warrant to purchase 1/2 a share of common stock.
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