Filing Details
- Accession Number:
- 0001354327-13-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-06 11:12:13
- Reporting Period:
- 2013-03-04
- Filing Date:
- 2013-03-06
- Accepted Time:
- 2013-03-06 11:12:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1354327 | Pgt Inc. | PGTI | Metal Doors, Sash, Frames, Moldings & Trim (3442) | 200634715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366233 | L Deborah Lapinska | Pgt, Inc. 1070 Technology Drive North Venice FL 34275 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-03-04 | 31,300 | $1.51 | 48,251 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-03-04 | 14,866 | $5.81 | 33,375 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-03-04 | 5,000 | $5.70 | 28,375 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-03-04 | 2,800 | $5.84 | 25,575 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-03-04 | 6,834 | $5.85 | 18,741 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-03-04 | 1,200 | $5.88 | 17,541 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-03-04 | 300 | $5.90 | 17,241 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-03-04 | 300 | $5.91 | 16,941 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-04 | 31,300 | $0.00 | 31,300 | $1.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-29 | No | 4 | M | Direct |
Footnotes
- Reflects 14,866 shares withheld at market price of $5.81 per share less an exercise price of $1.51 per share to fund the cashless exercise of 31,300 options owned by Mrs. Lapinska and the tax liability associated therewith
- Fully Exercisable on date of grant
Billionaire Hedge Funds
