Filing Details
- Accession Number:
- 0000904454-13-000382
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-03-06 09:34:35
- Reporting Period:
- 2013-02-06
- Filing Date:
- 2013-03-06
- Accepted Time:
- 2013-03-06 09:34:35
- Original Submission Date:
- 2013-02-08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1260221 | Transdigm Group Inc | TDG | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 510484716 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1234544 | J Robert Small | C/O Berkshire Partners Llc 200 Clarendon Street, 35Th Floor Boston, MA 02116 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-06 | 21,387 | $139.64 | 3,823,752 | No | 4 | P | Indirect | By Berkshire Entities |
Common Stock | Acquisiton | 2013-02-06 | 831 | $139.64 | 159,493 | No | 4 | P | Indirect | By Stockbridge Partners LLC |
Common Stock | Acquisiton | 2013-02-07 | 48,980 | $140.34 | 3,872,732 | No | 4 | P | Indirect | By Berkshire Entities |
Common Stock | Acquisiton | 2013-02-07 | 12,082 | $143.11 | 3,884,814 | No | 4 | P | Indirect | By Berkshire Entities |
Common Stock | Acquisiton | 2013-02-07 | 3,420 | $140.34 | 162,913 | No | 4 | P | Indirect | By Stockbridge Partners LLC |
Common Stock | Acquisiton | 2013-02-07 | 844 | $143.11 | 163,757 | No | 4 | P | Indirect | By Stockbridge Partners LLC |
Common Stock | Acquisiton | 2013-02-08 | 9,480 | $143.87 | 3,894,294 | No | 4 | P | Indirect | By Berkshire Entities |
Common Stock | Acquisiton | 2013-02-08 | 78,800 | $144.47 | 3,973,094 | No | 4 | P | Indirect | By Berkshire Entities |
Common Stock | Acquisiton | 2013-02-08 | 473 | $143.87 | 164,230 | No | 4 | P | Indirect | By Stockbridge Partners LLC |
Common Stock | Acquisiton | 2013-02-08 | 3,933 | $144.47 | 168,163 | No | 4 | P | Indirect | By Stockbridge Partners LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Berkshire Entities |
No | 4 | P | Indirect | By Stockbridge Partners LLC |
No | 4 | P | Indirect | By Berkshire Entities |
No | 4 | P | Indirect | By Berkshire Entities |
No | 4 | P | Indirect | By Stockbridge Partners LLC |
No | 4 | P | Indirect | By Stockbridge Partners LLC |
No | 4 | P | Indirect | By Berkshire Entities |
No | 4 | P | Indirect | By Berkshire Entities |
No | 4 | P | Indirect | By Stockbridge Partners LLC |
No | 4 | P | Indirect | By Stockbridge Partners LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 24,901 | Direct |
Footnotes
- Represents shares acquired by certain of the Berkshire Entities (as defined below), consistent with their investment objective of achieving capital appreciation by investing primarily in marketable securities. This Form 4 has been filed because the Reporting Person is a director of the Issuer and a managing member of, or managing member of the general partner of, each of the Berkshire Entities. As such, the Reporting Person may be deemed to have shared voting and/or dispositive power over the shares held by the Berkshire Entities. However, the Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Represents shares acquired by Stockbridge Partners LLC and held on behalf of a managed account over which it has shared voting and sole dispositive power. This Form 4 has been filed because the Reporting Person is a director of the Issuer and a managing member of Stockbridge Partners LLC. As such, the Reporting Person may be deemed to have shared voting and/or dispositive power over these shares. However, the Reporting Person disclaim beneficial ownership of these shares, except to the extent of his pecuniary interest, if any, therein.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $139.17 to $139.70. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $139.955 to $140.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $143.045 to $143.15. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $143.20 to $144.19. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $144.20 to $144.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- Owned by Berkshire Fund VII, L.P. ("VII"), Berkshire Fund VII-A, L.P. ("VII-A"), Berkshire Investors LLC ("Investors"), Berkshire Investors III LLC ("Investors III"), Stockbridge Fund, L.P. ("SF"), Stockbridge Fund M, L.P. ("SFM"), Stockbridge Absolute Return Fund, L.P. ("SARF") and Stockbridge Master Fund (OS), L.P. ("SOS") (collectively, the "Berkshire Entities"). Seventh Berkshire Associates LLC ("7BA") is the general partner of each of VII and VII-A. Stockbridge Associates LLC ("SA") is the general partner of SF, SFM, SARF and SOS. The Reporting Person is a managing member of each of 7BA, SA, Investors and Investors III. As such, the Reporting Person may be deemed to have shared voting and/or dispositive power over the shares held by such entities. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- This Amendment is being filed solely to correct a typrographical error in the transaction date in the original Form 4 filed on February 8, 2013.