Filing Details
- Accession Number:
- 0001246360-13-001913
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-06 08:49:18
- Reporting Period:
- 2013-03-04
- Filing Date:
- 2013-03-06
- Accepted Time:
- 2013-03-06 08:49:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 778438 | Berry Petroleum Co | BRY | Crude Petroleum & Natural Gas (1311) | 770079387 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1487625 | L Jamie Wheat | 1999 Broadway, Suite 3700 Denver CO 80202 | Controller | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2013-03-04 | 530 | $45.80 | 3,462 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2013-03-04 | 464 | $45.80 | 3,926 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-03-04 | 300 | $45.71 | 3,626 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2013-03-04 | 13 | $45.70 | 3,613 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | March 4, 2013 Employee RSU Grant | Acquisiton | 2013-03-04 | 3,475 | $0.00 | 3,475 | $0.00 |
| Class A Common Stock | March 2, 2012 Employee RSU Grant | Disposition | 2013-03-04 | 530 | $45.80 | 2,122 | $0.00 |
| Class A Common Stock | March 2011 Employee RSU Grant | Disposition | 2013-03-04 | 464 | $45.80 | 1,392 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,475 | 2013-03-04 | 2023-03-04 | No | 4 | M | Direct |
| 1,592 | 2013-03-02 | 2022-03-02 | No | 4 | M | Direct |
| 928 | 2012-03-02 | 2021-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 411 | Indirect | Held in 401(k) Account |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | 2009 Restricted Stock Units | $0.00 | 2010-12-11 | 2019-12-11 | 467 | 467 | Direct |
| Class A Common Stock | Non-Statutory Stock Option 3-2-2011 - $48.50 | $48.50 | 2012-03-02 | 2021-03-02 | 1,420 | 1,420 | Direct |
| Class A Common Stock | Non Statutory Stock Option 3-2-12 | $53.02 | 2013-03-02 | 2022-03-02 | 1,670 | 1,670 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-12-11 | 467 | 467 | Direct |
| 2021-03-02 | 1,420 | 1,420 | Direct |
| 2022-03-02 | 1,670 | 1,670 | Direct |
Footnotes
- 1 for 1
- Restricted Stock Units vest 25% per year from date of grant.
- Vested shares issued pursuant to Rule 16b-3 plan.
- Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
- Grant of Restricted Stock Unit (RSU) under the Company's 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3(c). RSUs vest 25% per year from date of grant.
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