Filing Details

Accession Number:
0001246360-13-001909
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-06 08:42:14
Reporting Period:
2013-03-04
Filing Date:
2013-03-06
Accepted Time:
2013-03-06 08:42:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
778438 Berry Petroleum Co BRY Crude Petroleum & Natural Gas (1311) 770079387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1174817 T George Crawford C/O Berry Petroleum Company
5201 Truxtun Ave.
Bakersfield CA 93309
Snr Vp Of Ca Production No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-03-04 1,473 $45.80 8,096 No 4 M Direct
Class A Common Stock Acquisiton 2013-03-04 5,382 $46.05 13,478 No 4 M Direct
Class A Common Stock Disposition 2013-03-04 159 $45.69 13,319 No 4 S Direct
Class A Common Stock Disposition 2013-03-04 100 $45.70 13,219 No 4 S Direct
Class A Common Stock Disposition 2013-03-04 300 $45.71 12,919 No 4 S Direct
Class A Common Stock Disposition 2013-03-05 918 $46.31 12,001 No 4 S Direct
Class A Common Stock Disposition 2013-03-05 400 $46.32 11,601 No 4 S Direct
Class A Common Stock Disposition 2013-03-05 700 $46.32 10,901 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock March 4, 2013 Employee RSU Grant Acquisiton 2013-03-04 14,116 $0.00 14,116 $0.00
Class A Common Stock March 2, 2012 Employee RSU Grant Disposition 2013-03-04 1,473 $45.80 5,895 $0.00
Class A Common Stock Perf Based RSUs 3-16-10 Disposition 2013-03-04 5,382 $46.05 8,261 $0.00
Class A Common Stock Perf Based RSUs 3-16-10 Disposition 2013-03-04 2,879 $0.00 8,261 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,116 2014-03-04 2023-03-04 No 4 M Direct
4,422 2013-03-02 2022-03-02 No 4 M Direct
2,879 2012-12-31 2012-12-31 No 4 M Direct
0 2012-12-31 2012-12-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 4,393 Indirect Held in 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Nonstatutory Stock Option 12-15-05 $30.65 2006-12-15 2015-12-15 20,000 20,000 Direct
Class A Common Stock Nonstatutory Stock Option 12-15-06 $32.57 2007-12-15 2016-12-14 20,000 20,000 Direct
Class A Common Stock 2007 Restricted Stock Unit $0.00 2008-12-14 2017-12-13 2,856 2,856 Direct
Class A Common Stock NSO 2007 $43.61 2008-12-14 2017-12-13 14,279 14,279 Direct
Class A Common Stock 2008 Restricted Stock Units $0.00 2009-12-12 2018-12-11 21,334 21,334 Direct
Class A Common Stock 2009 Restricted Stock Units $0.00 2010-12-11 2019-12-11 19,594 19,594 Direct
Class A Common Stock March 2011 Employee RSU Grant $0.00 2012-03-02 2021-03-02 6,444 6,444 Direct
Class A Common Stock Non-Statutory Stock Option 3-2-2011 - $48.50 $48.50 2012-03-02 2021-03-02 7,395 7,395 Direct
Class A Common Stock Perf Based RSU 3-2-2011 $0.00 2013-12-31 2021-03-02 5,637 5,637 Direct
Class A Common Stock Non Statutory Stock Option 3-2-12 $53.02 2013-03-02 2022-03-02 6,957 6,957 Direct
Class A Common Stock Perf Based RSUs 3-2-12 $0.00 2014-12-31 2022-03-02 5,157 5,157 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-12-15 20,000 20,000 Direct
2016-12-14 20,000 20,000 Direct
2017-12-13 2,856 2,856 Direct
2017-12-13 14,279 14,279 Direct
2018-12-11 21,334 21,334 Direct
2019-12-11 19,594 19,594 Direct
2021-03-02 6,444 6,444 Direct
2021-03-02 7,395 7,395 Direct
2021-03-02 5,637 5,637 Direct
2022-03-02 6,957 6,957 Direct
2022-03-02 5,157 5,157 Direct
Footnotes
  1. 1 for 1
  2. Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
  3. The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
  4. The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
  5. Vested shares issued pursuant to Rule 16b-3 plan.
  6. Performance Shares issued pursuant to terms of Award Agreement under Rule 16b-3 Plan.
  7. Grant of Restricted Stock Unit (RSU) under the Company's 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3(c). RSUs vest 25% per year from date of grant.
  8. Performance Shares cancelled in excess of shares issued under terms of Performance Share Plan.