Filing Details

Accession Number:
0001246360-13-001908
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-06 08:42:09
Reporting Period:
2013-03-04
Filing Date:
2013-03-06
Accepted Time:
2013-03-06 08:42:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
778438 Berry Petroleum Co BRY Crude Petroleum & Natural Gas (1311) 770079387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1442035 D David Wolf C/O Berry Petroleum Company
1999 Broadway, Suite 3700
Denver CO 80202
Exec Vp And Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-03-04 11,840 $46.05 25,415 No 4 M Direct
Class A Common Stock Disposition 2013-03-05 4,522 $46.26 20,893 No 4 S Direct
Class A Common Stock Disposition 2013-03-05 100 $46.26 20,793 No 4 S Direct
Class A Common Stock Disposition 2013-03-05 300 $46.27 20,493 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock March 4, 2013 Employee RSU Grant Acquisiton 2013-03-04 32,574 $0.00 32,574 $0.00
Class A Common Stock Perf Based RSUs 3-16-10 Disposition 2013-03-04 11,840 $46.05 18,175 $0.00
Class A Common Stock Perf Based RSUs 3-16-10 Disposition 2013-03-04 6,335 $0.00 18,175 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
32,574 2014-03-04 2023-03-04 No 4 M Direct
6,335 2012-12-31 2020-03-15 No 4 M Direct
0 2012-12-31 2020-03-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 9 Indirect Held in the Company's 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock RSU 8-4-08 $0.00 2011-08-04 2018-08-03 18,213 18,213 Direct
Class A Common Stock NSO $41.18 2011-08-04 2018-08-03 89,084 89,084 Direct
Class A Common Stock 2008 Restricted Stock Units $0.00 2009-12-12 2018-12-11 53,334 53,334 Direct
Class A Common Stock 2009 Restricted Stock Units $0.00 2010-12-11 2019-12-11 41,053 41,053 Direct
Class A Common Stock March 2011 Employee RSU Grant $0.00 2012-03-02 2021-03-02 12,372 12,372 Direct
Class A Common Stock Non-Statutory Stock Option 3-2-2011 - $48.50 $48.50 2012-03-02 2021-03-02 14,198 14,198 Direct
Class A Common Stock Perf Based RSU 3-2-2011 $0.00 2013-12-31 2021-03-02 10,824 10,824 Direct
Class A Common Stock March 2, 2012 Employee RSU Grant $0.00 2013-03-02 2022-03-02 11,317 11,317 Direct
Class A Common Stock Non Statutory Stock Option 3-2-12 $53.02 2013-03-02 2022-03-02 13,358 13,358 Direct
Class A Common Stock Perf Based RSUs 3-2-12 $0.00 2014-12-31 2022-03-02 9,901 9,901 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-08-03 18,213 18,213 Direct
2018-08-03 89,084 89,084 Direct
2018-12-11 53,334 53,334 Direct
2019-12-11 41,053 41,053 Direct
2021-03-02 12,372 12,372 Direct
2021-03-02 14,198 14,198 Direct
2021-03-02 10,824 10,824 Direct
2022-03-02 11,317 11,317 Direct
2022-03-02 13,358 13,358 Direct
2022-03-02 9,901 9,901 Direct
Footnotes
  1. 1 for 1
  2. Restricted Stock Units vest 100% 3 years after date of grant but are subject to a deferral election.
  3. The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
  4. The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
  5. Performance Shares issued pursuant to terms of Award Agreement under Rule 16b-3 Plan.
  6. Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
  7. Grant of Restricted Stock Unit (RSU) under the Company's 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3(c). RSUs vest 25% per year from date of grant.
  8. Performance Shares cancelled in excess of shares issued under terms of Performance Share Plan.