Filing Details
- Accession Number:
- 0001246360-13-001908
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-06 08:42:09
- Reporting Period:
- 2013-03-04
- Filing Date:
- 2013-03-06
- Accepted Time:
- 2013-03-06 08:42:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
778438 | Berry Petroleum Co | BRY | Crude Petroleum & Natural Gas (1311) | 770079387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1442035 | D David Wolf | C/O Berry Petroleum Company 1999 Broadway, Suite 3700 Denver CO 80202 | Exec Vp And Cfo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-03-04 | 11,840 | $46.05 | 25,415 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-03-05 | 4,522 | $46.26 | 20,893 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-03-05 | 100 | $46.26 | 20,793 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-03-05 | 300 | $46.27 | 20,493 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | March 4, 2013 Employee RSU Grant | Acquisiton | 2013-03-04 | 32,574 | $0.00 | 32,574 | $0.00 |
Class A Common Stock | Perf Based RSUs 3-16-10 | Disposition | 2013-03-04 | 11,840 | $46.05 | 18,175 | $0.00 |
Class A Common Stock | Perf Based RSUs 3-16-10 | Disposition | 2013-03-04 | 6,335 | $0.00 | 18,175 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
32,574 | 2014-03-04 | 2023-03-04 | No | 4 | M | Direct |
6,335 | 2012-12-31 | 2020-03-15 | No | 4 | M | Direct |
0 | 2012-12-31 | 2020-03-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 9 | Indirect | Held in the Company's 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | RSU 8-4-08 | $0.00 | 2011-08-04 | 2018-08-03 | 18,213 | 18,213 | Direct |
Class A Common Stock | NSO | $41.18 | 2011-08-04 | 2018-08-03 | 89,084 | 89,084 | Direct |
Class A Common Stock | 2008 Restricted Stock Units | $0.00 | 2009-12-12 | 2018-12-11 | 53,334 | 53,334 | Direct |
Class A Common Stock | 2009 Restricted Stock Units | $0.00 | 2010-12-11 | 2019-12-11 | 41,053 | 41,053 | Direct |
Class A Common Stock | March 2011 Employee RSU Grant | $0.00 | 2012-03-02 | 2021-03-02 | 12,372 | 12,372 | Direct |
Class A Common Stock | Non-Statutory Stock Option 3-2-2011 - $48.50 | $48.50 | 2012-03-02 | 2021-03-02 | 14,198 | 14,198 | Direct |
Class A Common Stock | Perf Based RSU 3-2-2011 | $0.00 | 2013-12-31 | 2021-03-02 | 10,824 | 10,824 | Direct |
Class A Common Stock | March 2, 2012 Employee RSU Grant | $0.00 | 2013-03-02 | 2022-03-02 | 11,317 | 11,317 | Direct |
Class A Common Stock | Non Statutory Stock Option 3-2-12 | $53.02 | 2013-03-02 | 2022-03-02 | 13,358 | 13,358 | Direct |
Class A Common Stock | Perf Based RSUs 3-2-12 | $0.00 | 2014-12-31 | 2022-03-02 | 9,901 | 9,901 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-08-03 | 18,213 | 18,213 | Direct |
2018-08-03 | 89,084 | 89,084 | Direct |
2018-12-11 | 53,334 | 53,334 | Direct |
2019-12-11 | 41,053 | 41,053 | Direct |
2021-03-02 | 12,372 | 12,372 | Direct |
2021-03-02 | 14,198 | 14,198 | Direct |
2021-03-02 | 10,824 | 10,824 | Direct |
2022-03-02 | 11,317 | 11,317 | Direct |
2022-03-02 | 13,358 | 13,358 | Direct |
2022-03-02 | 9,901 | 9,901 | Direct |
Footnotes
- 1 for 1
- Restricted Stock Units vest 100% 3 years after date of grant but are subject to a deferral election.
- The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
- The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
- Performance Shares issued pursuant to terms of Award Agreement under Rule 16b-3 Plan.
- Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
- Grant of Restricted Stock Unit (RSU) under the Company's 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3(c). RSUs vest 25% per year from date of grant.
- Performance Shares cancelled in excess of shares issued under terms of Performance Share Plan.