Filing Details
- Accession Number:
- 0001112679-13-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-05 21:15:26
- Reporting Period:
- 2013-03-01
- Filing Date:
- 2013-03-05
- Accepted Time:
- 2013-03-05 21:15:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1112679 | Stephen Yu | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-01 | 40,000 | $0.00 | 89,059 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-03-01 | 33,500 | $0.00 | 122,559 | No | 4 | A | Direct | |
Common Stock | Disposition | 2013-03-04 | 5,628 | $17.82 | 116,931 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Rights | Acquisiton | 2013-03-01 | 60,000 | $0.00 | 60,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
60,000 | 2017-03-01 | No | 4 | A | Direct |
Footnotes
- Granted March 1, 2013, this restricted stock award vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
- Includes 349 shares purchased on July 31, 2012 and 159 shares purchased on January 31, 2013 pursuant to the company's Employee Stock Purchase Plan (ESPP).
- Shares sold to cover tax withholdings associated with the vesting of restricted stock.
- The restricted stock award will vest over a period of up to four years based on the achievement of total annual (measured on a calendar year basis) adjusted pro forma operating profit performance metrics and annual (measured on a calendar year basis) management objectives.