Filing Details
- Accession Number:
- 0001164727-13-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-05 20:46:52
- Reporting Period:
- 2013-03-01
- Filing Date:
- 2013-03-05
- Accepted Time:
- 2013-03-05 20:46:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1299936 | David Russell Ball | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1.60 Par Value | Disposition | 2013-03-01 | 250 | $0.00 | 66,475 | No | 5 | G | Direct | |
Common Stock, $1.60 Par Value | Acquisiton | 2013-03-01 | 250 | $0.00 | 450 | No | 5 | G | Indirect | By Son I |
Common Stock, $1.60 Par Value | Disposition | 2013-03-01 | 250 | $0.00 | 66,225 | No | 5 | G | Direct | |
Common Stock, $1.60 Par Value | Acquisiton | 2013-03-01 | 250 | $0.00 | 450 | No | 5 | G | Indirect | By Son II |
Common Stock, $1.60 Par Value | Disposition | 2013-03-01 | 250 | $0.00 | 65,975 | No | 5 | G | Direct | |
Common Stock, $1.60 Par Value | Acquisiton | 2013-03-01 | 250 | $0.00 | 450 | No | 5 | G | Indirect | By Son III |
Common Stock, $1.60 Par Value | Disposition | 2013-03-01 | 250 | $0.00 | 65,725 | No | 5 | G | Direct | |
Common Stock, $1.60 Par Value | Acquisiton | 2013-03-01 | 250 | $0.00 | 450 | No | 5 | G | Indirect | By Son IV |
Common Stock, $1.60 Par Value | Acquisiton | 2013-03-01 | 15,150 | $0.00 | 80,875 | No | 4 | A | Direct | |
Common Stock, $1.60 Par Value | Disposition | 2013-03-01 | 4,972 | $39.15 | 75,903 | No | 4 | S | Direct | |
Common Stock, $1.60 Par Value | Disposition | 2013-03-04 | 1,098 | $39.28 | 74,805 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Indirect | By Son I |
No | 5 | G | Direct | |
No | 5 | G | Indirect | By Son II |
No | 5 | G | Direct | |
No | 5 | G | Indirect | By Son III |
No | 5 | G | Direct | |
No | 5 | G | Indirect | By Son IV |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $1.60 Par Value | 2,203 | Indirect | By 401(k) Plan |
Footnotes
- This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of March 1, 2013, the reporting person indirectly held 1,800 shares of Newmont Mining common stock by virtue of the aforementioned gifts.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
- This transaction was executed in multiple trades at prices of $39.1201 to $39.20. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
- As of February 28, 2013, the reporting person held 2,203 shares of Newmont Mining common stock in his 401(k) Plan.