Filing Details
- Accession Number:
- 0001164727-13-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-05 20:32:01
- Reporting Period:
- 2013-03-01
- Filing Date:
- 2013-03-05
- Accepted Time:
- 2013-03-05 20:32:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1536310 | P Stephen Gottesfeld | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Evp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 Par Value | Disposition | 2013-03-01 | 527 | $40.08 | 27,178 | No | 4 | F | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2013-03-04 | 496 | $39.29 | 26,682 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $1.60 Par Value | 1,357 | Indirect | By 401(k) Plan |
Footnotes
- Represents shares reacquired to satisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on March 1, 2013.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
- As of February 28, 2013, the reporting person held 1,357 shares of Newmont Mining common stock in his 401(k) Plan.
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