Filing Details
- Accession Number:
- 0000950142-13-000541
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-05 20:11:33
- Reporting Period:
- 2013-03-01
- Filing Date:
- 2013-03-05
- Accepted Time:
- 2013-03-05 20:11:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1297989 | Exlservice Holdings Inc. | EXLS | Services-Business Services, Nec (7389) | 820572194 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1373629 | Amit Shashank | 280 Park Avenue New York NY 10017 | Evp & Gen. Counsel/Corp. Sec'y | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-03-01 | 6,167 | $11.88 | 19,151 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-03-01 | 8,000 | $11.88 | 27,151 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-03-01 | 5,000 | $8.75 | 32,151 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2013-03-01 | 19,167 | $32.00 | 12,984 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2013-03-01 | 6,167 | $0.00 | 6,167 | $11.88 |
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2013-03-01 | 8,000 | $0.00 | 8,000 | $11.88 |
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2013-03-01 | 5,000 | $0.00 | 5,000 | $8.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-05-31 | No | 4 | M | Direct | |
| 0 | 2016-04-19 | No | 4 | M | Direct | |
| 17,500 | 2019-02-10 | No | 4 | M | Direct |
Footnotes
- On March 1, 2013 the reporting person exercised previously issued options to purchase an aggregate of 19,167 shares of common stock of ExlService Holdings, Inc.
- This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
- All options with an expiration date of May 31, 2015 are currently vested and exercisable.
- All options with an expiration date of April 19, 2016 are currently vested and exercisable.
- 17,500 of these options are currently vested and exercisable.
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