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Filing Details

Accession Number:: 0001181431-13-014632
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-05 19:01:43
Reporting Period:: 2013-03-01

Filing Date:: 2013-03-05
Accepted Time:: 2013-03-05 19:01:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
319201	Kla Tencor Corp	KLAC	Optical Instruments & Lenses (3827)	042564110

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1196898	P Richard Wallace	C/O Kla-Tencor Corporation One Technology Drive Milpitas CA 95035	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-03-01	18,750	$45.16	67,590	No	4	M	Indirect	By Trust
Common Stock	Disposition	2013-03-01	17,850	$54.29	49,740	No	4	S	Indirect	By Trust
Common Stock	Disposition	2013-03-01	900	$54.66	48,840	No	4	S	Indirect	By Trust
Common Stock	Acquisiton	2013-03-01	11,250	$40.66	60,090	No	4	M	Indirect	By Trust
Common Stock	Disposition	2013-03-01	11,050	$54.30	49,040	No	4	S	Indirect	By Trust
Common Stock	Disposition	2013-03-01	200	$54.71	48,840	No	4	S	Indirect	By Trust
Common Stock	Acquisiton	2013-03-01	75,000	$41.79	123,840	No	4	M	Indirect	By Trust
Common Stock	Disposition	2013-03-01	71,800	$54.29	52,040	No	4	S	Indirect	By Trust
Common Stock	Disposition	2013-03-01	3,200	$54.66	48,840	No	4	S	Indirect	By Trust
Common Stock	Disposition	2013-03-01	9,502	$54.29	39,338	No	4	S	Indirect	By Trust
Common Stock	Disposition	2013-03-01	500	$54.66	38,838	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	M	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	M	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (Right to Buy)	Disposition	2013-03-01	18,750	$0.00	18,750	$45.16
Common Stock	Non-Qualified Stock Option (Right to Buy)	Disposition	2013-03-01	11,250	$0.00	11,250	$40.66
Common Stock	Non-Qualified Stock Option (Right to Buy)	Disposition	2013-03-01	75,000	$0.00	75,000	$41.79

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2014-04-26	No	4	M	Direct
2014-08-02	No	4	M	Direct
2014-09-21	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock - Restricted Stock Units	248,500	Direct

Footnotes

Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary.
This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2012.
This transaction was executed in multiple trades at prices ranging from $53.61 to $54.58. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $54.62 to $54.74. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $53.68 to $54.64. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $54.70 to $54.72. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $53.61 to $54.60. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $54.61 to $54.74. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $53.61 to $54.58. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $54.63 to $54.73. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made.
Represents a stock option granted on April 26, 2004, granting the Reporting Person the right to purchase up to 18,750 shares of KLA-Tencor common stock. 3,750 of the shares subject to this stock option vested on October 27, 2004, and 1/48th of the remaining 15,000 shares subject to this stock option vested on November 27, 2004 and on each monthly anniversary thereafter until October 27, 2008.
Represents a stock option granted on August 2, 2004, granting the Reporting Person the right to purchase up to 11,250 shares of KLA-Tencor common stock. 2,250 of the shares subject to this stock option vested on October 27, 2004, and 1/48th of the remaining 9,000 shares subject to this stock option vested on November 27, 2004 and on each monthly anniversary thereafter until October 27, 2008.
Represents a stock option granted on September 21, 2004, granting the Reporting Person the right to purchase up to 75,000 shares of KLA-Tencor common stock. 15,000 of the shares subject to this stock option vested on the one-year anniversary of the grant date (September 21, 2005), and 1/48th of the remaining 60,000 shares subject to this stock option vested on the 13-month anniversary of the grant date and on each monthly anniversary thereafter until September 21, 2009.