Filing Details

Accession Number:
0001179110-13-004245
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-05 17:04:41
Reporting Period:
2013-03-05
Filing Date:
2013-03-05
Accepted Time:
2013-03-05 17:04:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1351285 Rosetta Stone Inc RST Services-Prepackaged Software (7372) 043837082
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1457844 Judy Verses C/O Rosetta Stone Inc.
1919 North Lynn Street, 7Th Floor
Arlington VA 22209
President, Global Institut'l No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-03-05 119 $12.05 24,433 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The transaction was effected by the broker for the company's equity incentive plan, solely to cover tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock, pursuant to standing instructions satisfying the affirmative defense provided by Rule 10b5-1 under the Securities Exchange Act of 1934 (the "Exchange Act"). The broker selected the transaction date, and the Reporting Person first became aware of the transaction on March 5, 2013. In accordance with Rule 16a-3(g) under the Exchange Act, the execution date is deemed to be March 5, 2013.
  2. Includes 20,286 shares of restricted common stock on which the restrictions have not yet lapsed.