Filing Details
- Accession Number:
- 0001179110-13-004245
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-05 17:04:41
- Reporting Period:
- 2013-03-05
- Filing Date:
- 2013-03-05
- Accepted Time:
- 2013-03-05 17:04:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1351285 | Rosetta Stone Inc | RST | Services-Prepackaged Software (7372) | 043837082 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1457844 | Judy Verses | C/O Rosetta Stone Inc. 1919 North Lynn Street, 7Th Floor Arlington VA 22209 | President, Global Institut'l | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-03-05 | 119 | $12.05 | 24,433 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The transaction was effected by the broker for the company's equity incentive plan, solely to cover tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock, pursuant to standing instructions satisfying the affirmative defense provided by Rule 10b5-1 under the Securities Exchange Act of 1934 (the "Exchange Act"). The broker selected the transaction date, and the Reporting Person first became aware of the transaction on March 5, 2013. In accordance with Rule 16a-3(g) under the Exchange Act, the execution date is deemed to be March 5, 2013.
- Includes 20,286 shares of restricted common stock on which the restrictions have not yet lapsed.