Home > Insider Trading > Filing (0001181431-13-014504)

Filing Details

Accession Number:: 0001181431-13-014504
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-05 16:56:34
Reporting Period:: 2013-03-01

Filing Date:: 2013-03-05
Accepted Time:: 2013-03-05 16:56:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
34563	Farmer Brothers Co	FARM	Miscellaneous Food Preparations & Kindred Products (2090)	950725980

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1408483	A Jeffrey Wahba	20333 S. Normandie Ave. Torrance CA 90502		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $1.00 Par Value	Acquisiton	2013-03-01	50,000	$9.63	93,500	No	4	M	Indirect	As Trustee of Family Living Trust
Common Stock, $1.00 Par Value	Acquisiton	2013-03-01	15,000	$10.82	108,500	No	4	M	Indirect	As Trustee of Family Living Trust
Common Stock, $1.00 Par Value	Acquisiton	2013-03-01	50,000	$10.82	158,500	No	4	M	Indirect	As Trustee of Family Living Trust
Common Stock, $1.00 Par Value	Disposition	2013-03-01	115,000	$12.77	43,500	No	4	S	Indirect	As Trustee of Family Living Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	As Trustee of Family Living Trust
No	4	M	Indirect	As Trustee of Family Living Trust
No	4	M	Indirect	As Trustee of Family Living Trust
No	4	S	Indirect	As Trustee of Family Living Trust

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock option (Right to Buy)	Disposition	2013-03-01	50,000	$0.00	50,000	$9.63
Common Stock	Stock option (Right to Buy)	Disposition	2013-03-01	15,000	$0.00	15,000	$10.82
Common Stock	Stock option (Right to Buy)	Disposition	2013-03-01	50,000	$0.00	50,000	$10.82

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
92,999	2012-05-19	2013-06-01	No	4	M	Direct
77,999	2013-02-13	2013-06-01	No	4	M	Direct
27,999	2012-12-31	2013-06-01	No	4	M	Direct

Footnotes

Exercise of non-qualified stock option granted on May 19, 2011, which vested and became exercisable on May 19, 2012, the anniversary date of the grant. As a result of the termination of the Reporting Person's employment on February 28, 2013, the option would have expired on June 1, 2013, if not exercised pursuant to the provisions of the Farmer Bros. Co. 2007 Omnibus Plan (the "Omnibus Plan") and the stock option award agreement.
Exercise of non-qualified stock option granted on February 13, 2012, which vested and became exercisable on February 13, 2013, the anniversary date of the grant. As a result of the termination of the Reporting Person's employment on February 28, 2013, the option would have expired on June 1, 2013, if not exercised pursuant to the provisions of the Omnibus Plan and the stock option award agreement.
Exercise of non-qualified stock option granted on February 13, 2012, the vesting of which was accelerated to December 31, 2012 pursuant to the acceleration provisions of that certain Second Amended and Restated Employment Agreement, effective as of February 13, 2012, between the Company and the Reporting Person. As a result of the termination of the Reporting Person's employment on February 28, 2013, the option would have expired on June 1, 2013, if not exercised pursuant to the provisions of the Omnibus Plan and the stock option award agreement.
Sale of shares from option exercises reported elsewhere on this form, with a portion of the proceeds delivered to the issuer for payment of the exercise price of the options under the Omnibus Plan. This transaction was executed in multiple trades at prices ranging from $12.50 to $13.27. The price reported above is the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.