Home > Insider Trading > Filing (0001209191-13-013991)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
868368	Rochester Medical Corporation	ROCM	Surgical & Medical Instruments & Apparatus (3841)	411613227

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1211656	R Martyn Sholtis	One Rochester Medical Drive Stewartville MN 55976	Corporate Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2013-02-28	1,500	$14.80	40,000	No	4	S	Direct
Common Stock	Acquisiton	2013-03-01	12,000	$4.63	52,000	No	4	M	Direct
Common Stock	Acquisiton	2013-03-01	3,000	$4.70	55,000	No	4	M	Direct
Common Stock	Disposition	2013-03-01	15,000	$14.75	40,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2013-03-01	12,000	$0.00	12,000	$4.63
Common Stock	Stock Option (Right to Buy)	Disposition	2013-03-01	3,000	$0.00	30,000	$4.70

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2005-01-02	2014-01-02	No	4	M	Direct
27,000	2006-01-01	2015-01-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	41,500	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$5.70	2007-01-26	2016-01-26	20,000	20,000	Direct
Common Stock	Stock Option (Right to Buy)	$12.30	2007-11-21	2016-11-21	20,000	20,000	Direct
Common Stock	Stock Option (Right to Buy)	$11.23	2009-02-06	2018-02-06	20,000	20,000	Direct
Common Stock	Stock Option (Right to Buy)	$11.27	2010-02-03	2019-02-03	20,000	20,000	Direct
Common Stock	Stock Option (Right to Buy)	$12.27	2011-01-28	2020-01-28	20,000	20,000	Direct
Common Stock	Stock Option (Right to Buy)	$10.72	2012-01-27	2021-01-27	20,000	20,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-01-26	20,000	20,000	Direct
2016-11-21	20,000	20,000	Direct
2018-02-06	20,000	20,000	Direct
2019-02-03	20,000	20,000	Direct
2020-01-28	20,000	20,000	Direct
2021-01-27	20,000	20,000	Direct

Footnotes

Includes restricted stock award shares.
The amount of shares held has been adjusted to reflect an increase of 1,500 shares reported on a Form 4 reporting a 2011 purchase filed concurrently with this amendment. These shares were also omitted from one interim Form 4 filed in December 2012.
The price in Column 4 is a weighted average. The prices actually received ranged from $14.79 to $14.85. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Amends incorrect share and option amounts reported on a Form 4 filed March 4, 2013. Total options exercised were 15,000 not 16,500 as reported on prior filing.
Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown.