Filing Details
- Accession Number:
- 0001209191-13-013977
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-05 16:35:31
- Reporting Period:
- 2013-03-01
- Filing Date:
- 2013-03-05
- Accepted Time:
- 2013-03-05 16:35:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1267097 | Trw Automotive Holdings Corp | TRW | Motor Vehicle Parts & Accessories (3714) | 810597059 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1275625 | J Peter Lake | 12001 Tech Center Drive Livonia MI 48150 | Exec V.p. Sales & Bus. Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-01 | 10,600 | $26.61 | 95,374 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-01 | 10,600 | $57.92 | 84,774 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-04 | 3,820 | $58.52 | 80,954 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-03-04 | 10,067 | $26.91 | 91,021 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-04 | 1,836 | $58.52 | 89,185 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-03-04 | 6,095 | $58.52 | 83,090 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | D | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-01 | 10,600 | $0.00 | 10,600 | $26.61 |
Common Stock | Stock-settled stock appreciation rights | Disposition | 2013-03-04 | 10,067 | $0.00 | 10,067 | $26.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
42,400 | 2014-02-27 | No | 4 | M | Direct | |
0 | 2013-03-04 | 2018-03-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,246 | Indirect | By 401(k) Plan |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2012.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.72 to $58.05, inclusive. The reporting person undertakes to provide to TRW Automotive Holdings Corp., any security holder of TRW Automotive Holdings Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- Shares withheld for taxes upon vesting of restricted stock units.
- Pursuant to the terms of the grant, stock-settled stock appreciation rights were automatically exercised on their vesting date because the fair market value of the Issuer's Common Stock exceeded the maximum value on such date.
- Shares withheld for taxes upon automatic exercise of stock-settled stock appreciation rights.
- Shares withheld in connection with the automatic exercise of the stock-settled stock appreciation rights.
- The option vested and became exercisable in three equal installments on February 27, 2007, 2008 and 2009.