Filing Details
- Accession Number:
- 0001140361-13-010693
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-05 16:28:17
- Reporting Period:
- 2013-03-01
- Filing Date:
- 2013-03-05
- Accepted Time:
- 2013-03-05 16:28:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060822 | Carters Inc | CRI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 133912933 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191898 | C James Petty | 1170 Peachtree Street Suite 900 Atlanta GA 30309 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-03-01 | 14,601 | $56.00 | 22,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-01 | 56,250 | $14.18 | 78,750 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-01 | 56,250 | $55.59 | 22,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-01 | 12,500 | $18.14 | 35,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-01 | 12,500 | $55.59 | 22,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-01 | 10,500 | $28.04 | 33,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-01 | 10,500 | $55.59 | 22,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-01 | 6,000 | $28.44 | 28,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-01 | 6,000 | $55.59 | 22,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-01 | 2,000 | $42.61 | 24,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-01 | 2,000 | $55.59 | 22,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2013-03-01 | 56,250 | $0.00 | 56,250 | $14.18 |
Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2013-03-01 | 12,500 | $0.00 | 12,500 | $18.14 |
Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2013-03-01 | 10,500 | $0.00 | 15,750 | $28.04 |
Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2013-03-01 | 6,000 | $0.00 | 6,000 | $28.44 |
Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2013-03-01 | 2,000 | $0.00 | 2,000 | $42.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-07-01 | No | 4 | M | Direct | |
6,250 | 2019-03-12 | No | 4 | M | Direct | |
5,250 | 2020-02-16 | No | 4 | M | Direct | |
6,000 | 2021-02-24 | No | 4 | M | Direct | |
6,000 | 2022-02-22 | No | 4 | M | Direct |
Footnotes
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $55.52 to $56.00, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.
- All these options were exercisable as of the trade date.
- Granted at no cost to the reporting person.
- These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.