Filing Details

Accession Number:
0001140361-13-010693
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-05 16:28:17
Reporting Period:
2013-03-01
Filing Date:
2013-03-05
Accepted Time:
2013-03-05 16:28:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060822 Carters Inc CRI Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) 133912933
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191898 C James Petty 1170 Peachtree Street
Suite 900
Atlanta GA 30309
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-03-01 14,601 $56.00 22,500 No 4 S Direct
Common Stock Acquisiton 2013-03-01 56,250 $14.18 78,750 No 4 M Direct
Common Stock Disposition 2013-03-01 56,250 $55.59 22,500 No 4 S Direct
Common Stock Acquisiton 2013-03-01 12,500 $18.14 35,000 No 4 M Direct
Common Stock Disposition 2013-03-01 12,500 $55.59 22,500 No 4 S Direct
Common Stock Acquisiton 2013-03-01 10,500 $28.04 33,000 No 4 M Direct
Common Stock Disposition 2013-03-01 10,500 $55.59 22,500 No 4 S Direct
Common Stock Acquisiton 2013-03-01 6,000 $28.44 28,500 No 4 M Direct
Common Stock Disposition 2013-03-01 6,000 $55.59 22,500 No 4 S Direct
Common Stock Acquisiton 2013-03-01 2,000 $42.61 24,500 No 4 M Direct
Common Stock Disposition 2013-03-01 2,000 $55.59 22,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Purchase) Acquisiton 2013-03-01 56,250 $0.00 56,250 $14.18
Common Stock Employee Stock Option (Right to Purchase) Acquisiton 2013-03-01 12,500 $0.00 12,500 $18.14
Common Stock Employee Stock Option (Right to Purchase) Acquisiton 2013-03-01 10,500 $0.00 15,750 $28.04
Common Stock Employee Stock Option (Right to Purchase) Acquisiton 2013-03-01 6,000 $0.00 6,000 $28.44
Common Stock Employee Stock Option (Right to Purchase) Acquisiton 2013-03-01 2,000 $0.00 2,000 $42.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-07-01 No 4 M Direct
6,250 2019-03-12 No 4 M Direct
5,250 2020-02-16 No 4 M Direct
6,000 2021-02-24 No 4 M Direct
6,000 2022-02-22 No 4 M Direct
Footnotes
  1. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $55.52 to $56.00, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  2. These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.
  3. All these options were exercisable as of the trade date.
  4. Granted at no cost to the reporting person.
  5. These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.