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Filing Details

Accession Number:: 0001209191-13-013895
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-05 16:08:02
Reporting Period:: 2013-03-01

Filing Date:: 2013-03-05
Accepted Time:: 2013-03-05 16:08:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1501364	Rockville Financial Inc.	RCKB	Savings Institutions, Not Federally Chartered (6036)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1313298	J Richard Trachimowicz	Rockville Financial Inc 45 Glastonbury Boulevard Glastonbury CT 06033	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2013-03-01	3,750	$12.80	No	4	S	Direct
Common Stock	Disposition	2013-03-01	7,951	$12.83	No	4	S	Direct
Common Stock	Disposition	2013-03-01	300	$12.84	No	4	S	Direct
Common Stock	Disposition	2013-03-01	2,344	$12.84	No	4	S	Direct
Common Stock	Disposition	2013-03-01	1,300	$12.85	No	4	S	Direct
Common Stock	Disposition	2013-03-01	200	$12.85	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,905	Indirect	By Rockville Bank 401(k) Plan
Common Stock	16,864	Indirect	By Rockville Bank ESOP Plan
Common Stock	30,806	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$11.72	2008-12-13	2016-12-13	3,033	3,033	Direct
Common Stock	Stock Options	$9.46	2007-08-14	2017-08-14	9,858	9,858	Direct
Common Stock	Stock Options	$7.90	2008-02-20	2018-02-20	9,858	9,858	Direct
Common Stock	Stock Options	$6.09	2009-03-16	2019-03-16	9,251	9,251	Direct
Common Stock	Stock Options	$7.42	2010-11-15	2020-11-15	9,373	9,373	Direct
Common Stock	Stock Options	$9.50	2011-09-02	2021-09-02	9,385	9,385	Direct
Common Stock	Stock Options	$10.99	2012-06-21	2022-06-21	12,358	12,358	Direct
Common Stock	Stock Options	$10.99	2012-06-21	2022-06-21	34,817	34,817	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-12-13	3,033	3,033	Direct
2017-08-14	9,858	9,858	Direct
2018-02-20	9,858	9,858	Direct
2019-03-16	9,251	9,251	Direct
2020-11-15	9,373	9,373	Direct
2021-09-02	9,385	9,385	Direct
2022-06-21	12,358	12,358	Direct
2022-06-21	34,817	34,817	Direct

Footnotes

Shares allocated to the account of Mr. Trachimowicz under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested
Includes 4,501 shares held jointly with wife.
Represents 200 shares held jointly with wife.
Includes 3,248 restricted shares granted pursuant to the Rockville financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meets certain performance goals.
Includes 3,808 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 5,000 shares (x 1.5167 exchange ratio became 7,583 shares) will become vested in equal 20% increments over a five year period, the first 20% becoming vested on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 2,769 shares (1,490 shares x 1.5167 exchange ratio became 2,259 shares in March 2011, plus 510 shares since that time) withheld by the Issuer for tax withholding purposes, as well as 1,006 shares sold on the open market.
Includes 1,985 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,250 shares (x 1.5167 exchange ratio became 3,412 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 960 shares (338 shares x 1.5167 exchange ratio became 512 shares in March 2011, plus 448 shares since that time) withheld by the Issuer for tax withholding purposes, as well as 467 shares sold on the open market.
Includes 2,322 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,250 shares (x 1.5167 exchange ratio became 3,412 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 699 shares (116 shares x 1.5167 exchange ratio became 175 shares in March 2011, plus 524 shares since that time) withheld by the Issuer for tax withholding purposes, as well as 391 shares sold on the open market.
Includes 1,353 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,851 shares vest in equal 20% increments over a five year period, the first 20% vesting on September 2, 2011 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 287 shares withheld by the Issuer for tax withholding purposes, as well as 211 shares sold on the open market.
Includes 7,309 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 9,745 shares will become vested in four equal annual installments of 25%, with the first 25% vesting on June 21, 2012 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number of shares is net of 815 shares withheld by the Issuer for tax withholding purposes, as well as 1,621 shares sold on the open market.
Includes additional non-reportable shares acquired through dividend reinvestment for Mr. Trachimowicz, not previously reported are comprised of 480 shares.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on September 2, 2011 and the subsequent vesting on each annual anniversary of that date.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first 20% becoming exercisable on June 21, 2012 and and the subsequent vesting on each annual anniversary of the grant date thereafter.
Stock options granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Award Plan and will become exercisable in four equal annual installments of 25%, with the first 25% becoming exercisable on June 21, 2012 and the subsequent vesting on each annual anniversary of the grant date thereafter.