Filing Details
- Accession Number:
- 0001209191-13-013773
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-05 13:00:27
- Reporting Period:
- 2013-03-01
- Filing Date:
- 2013-03-05
- Accepted Time:
- 2013-03-05 13:00:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1118237 | Mbt Financial Corp | MBTF | National Commercial Banks (6021) | 383516922 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388193 | E Scott Mckelvey | 102 E. Front St. Monroe MI 48161 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-01 | 3,000 | $3.63 | 30,860 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 660 | Indirect | Spouse's holdings |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $16.69 | 2014-01-02 | 9,000 | 9,000 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $23.40 | 2015-01-03 | 9,000 | 9,000 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $16.24 | 2016-01-03 | 4,800 | 4,800 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $15.33 | 2017-01-03 | 4,800 | 4,800 | Direct | |
| Common Stock | Stock Appreciation Rights (stock only) | $8.53 | 2018-06-04 | 5,800 | 5,800 | Direct | |
| Common Stock | Stock Appreciation Rights (stock only) | $3.03 | 2019-01-02 | 5,800 | 5,800 | Direct | |
| Common Stock | Stock Appreciation Rights (stock only) | $1.85 | 2021-01-27 | 5,000 | 5,000 | Direct | |
| Common Stock | Stock Appreciation Rights (stock only) | $1.85 | 2022-02-23 | 5,000 | 5,000 | Direct | |
| Common Stock | Stock Appreciation Rights (stock only) | $2.35 | 2023-01-02 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-01-02 | 9,000 | 9,000 | Direct |
| 2015-01-03 | 9,000 | 9,000 | Direct |
| 2016-01-03 | 4,800 | 4,800 | Direct |
| 2017-01-03 | 4,800 | 4,800 | Direct |
| 2018-06-04 | 5,800 | 5,800 | Direct |
| 2019-01-02 | 5,800 | 5,800 | Direct |
| 2021-01-27 | 5,000 | 5,000 | Direct |
| 2022-02-23 | 5,000 | 5,000 | Direct |
| 2023-01-02 | 5,000 | 5,000 | Direct |
Footnotes
- The option vests in three equal annual installments beginning on December 31, 2004.
- The option vests in three equal annual installments beginning on December 31, 2005.
- The option vests in three equal annual installments beginning on December 31, 2006.
- The option vests in three equal annual installments beginning on December 31, 2007.
- The Stock Appreciation Rights vest in three equal annual installments beginning on December 31, 2008.
- The Stock Appreciation Rights vest in three equal annual installments beginning on December 31, 2009.
- The Stock Appreciation Rights vest in three equal annual installments beginning on December 31, 2011.
- The Stock Appreciation Rights vest in three equal annual installments beginning on December 31, 2012.
- The Stock Appreciation Rights vest in three equal annual installments beginning on December 31, 2013.
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