Filing Details

Accession Number:
0001407682-13-000053
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-03-05 11:23:45
Reporting Period:
2013-02-28
Filing Date:
2013-03-05
Accepted Time:
2013-03-05 11:23:45
Original Submission Date:
2013-03-01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094392 Rudolph Technologies Inc RTEC Industrial Instruments For Measurement, Display, And Control (3823) 223531208
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244761 Alan Robert Koch One Rudolph Rd
Po Box 1000
Flanders NJ 07836
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-02-28 1,750 $10.94 28,325 No 4 S Direct
Common Stock Disposition 2013-02-28 500 $10.95 27,825 No 4 S Direct
Common Stock Acquisiton 2013-03-01 2,400 $0.00 30,225 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 A Direct
Footnotes
  1. This filing is made solely to amend the footnote for the filing on 3/1/2013 to state "On 1/25/2012, the Compensation Committee of Rudolph Technologies' Board of Directors established targets for the award of performance-based Restricted Stock Units such that the number of RSUs issued under the award would be contingent on the Company achieving certain revenue and non-GAAP earnings before interest and taxes goals for fiscal year 2012 (the "Metrics"). Effective upon the receipt of the Company's 2012 audited financial results from its independent auditors, a final determination of the number of performance-based RSUs to be awarded was made based on achievement against the 2012 Metrics. The awarded performance-based RSUs are still subject to a service requirement such that the award shall vest with respect to 20% of the shares subject to the award (rounded down to the next whole number of shares) on 3/1/2013 and on each of the subsequent four years vesting annually on January 25."