Filing Details
- Accession Number:
- 0001407682-13-000053
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-03-05 11:23:45
- Reporting Period:
- 2013-02-28
- Filing Date:
- 2013-03-05
- Accepted Time:
- 2013-03-05 11:23:45
- Original Submission Date:
- 2013-03-01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094392 | Rudolph Technologies Inc | RTEC | Industrial Instruments For Measurement, Display, And Control (3823) | 223531208 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244761 | Alan Robert Koch | One Rudolph Rd Po Box 1000 Flanders NJ 07836 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-02-28 | 1,750 | $10.94 | 28,325 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-02-28 | 500 | $10.95 | 27,825 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-01 | 2,400 | $0.00 | 30,225 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Footnotes
- This filing is made solely to amend the footnote for the filing on 3/1/2013 to state "On 1/25/2012, the Compensation Committee of Rudolph Technologies' Board of Directors established targets for the award of performance-based Restricted Stock Units such that the number of RSUs issued under the award would be contingent on the Company achieving certain revenue and non-GAAP earnings before interest and taxes goals for fiscal year 2012 (the "Metrics"). Effective upon the receipt of the Company's 2012 audited financial results from its independent auditors, a final determination of the number of performance-based RSUs to be awarded was made based on achievement against the 2012 Metrics. The awarded performance-based RSUs are still subject to a service requirement such that the award shall vest with respect to 20% of the shares subject to the award (rounded down to the next whole number of shares) on 3/1/2013 and on each of the subsequent four years vesting annually on January 25."