Filing Details
- Accession Number:
- 0001144204-13-012816
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-03-04 21:32:28
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-03-04
- Accepted Time:
- 2013-03-04 21:32:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1084384 | Elephant Talk Communications Corp | ETAK | Telephone Communications (No Radiotelephone) (4813) | 954557538 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1379374 | Marie Karel Paul Steven Velden Der Van | Schiphol Boulevard 249 1118 Bh, Schiphol P7 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-06 | 8,555 | $0.00 | 72,386 | No | 4 | A | Indirect | By QAT see footnote |
Common Stock | Acquisiton | 2012-04-17 | 8,626 | $0.00 | 72,386 | No | 4 | A | Indirect | By QAT see footnote |
Common Stock | Acquisiton | 2012-07-10 | 10,642 | $0.00 | 72,386 | No | 4 | A | Indirect | By QAT see footnote |
Common Stock | Acquisiton | 2012-10-12 | 13,827 | $0.00 | 72,386 | No | 4 | A | Indirect | By QAT see footnote |
Common Stock | Disposition | 2012-12-05 | 8,058 | $0.93 | 1,409,702 | No | 4 | S | Indirect | By QAT II see footnoted |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Indirect | By QAT see footnote |
No | 4 | A | Indirect | By QAT see footnote |
No | 4 | A | Indirect | By QAT see footnote |
No | 4 | A | Indirect | By QAT see footnote |
No | 4 | S | Indirect | By QAT II see footnoted |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 27,132 | Direct | |
Common Stock | 8,967,215 | Indirect | By RWC. See footnote |
Common Stock | 423,662 | Indirect | By CMV See footnote |
Common Stock | 1,416,415 | Indirect | By CMV II see footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | $1.26 | 2008-09-30 | 2013-09-30 | 1,416,615 | 1,416,615 | Indirect |
Common Stock | Warrant | $1.47 | 2008-09-30 | 2013-09-30 | 708,207 | 708,207 | Indirect |
Common Stock | Warrant | $1.05 | 2008-08-18 | 2013-08-18 | 110,873 | 110,873 | Indirect |
Common Stock | Warrant | $1.26 | 2008-08-18 | 2013-08-18 | 1,219,604 | 1,219,604 | Indirect |
Common Stock | Warrant | $1.47 | 2008-08-18 | 2013-08-18 | 609,802 | 609,802 | Indirect |
Common Stock | Warrant | $1.05 | 2008-08-18 | 2013-08-18 | 109,973 | 109,973 | Indirect |
Common Stock | Warrant | $1.26 | 2008-08-18 | 2013-08-18 | 109,973 | 109,973 | Indirect |
Common Stock | Warrant | $1.47 | 2008-08-18 | 2013-08-18 | 54,987 | 54,987 | Indirect |
Common Stock | Warrant | $1.00 | 2009-07-31 | 2014-07-31 | 966,800 | 966,800 | Indirect |
Common Stock | Warrant | $1.00 | 2009-10-30 | 2014-10-30 | 322,037 | 322,037 | Indirect |
Common Stock | Warrant | $1.50 | 2010-06-08 | 2013-02-02 | 118,137 | 118,137 | Indirect |
Common Stock | Warrant | $1.45 | 2010-06-08 | 2013-02-24 | 278,049 | 278,049 | Indirect |
Common Stock | Warrant | $1.61 | 2010-06-08 | 2013-03-22 | 49,133 | 49,133 | Indirect |
Common Stock | Warrant | $1.73 | 2010-06-08 | 2013-03-30 | 162,120 | 162,120 | Indirect |
Common Stock | Warrant | $1.50 | 2010-06-10 | 2013-02-02 | 236,274 | 236,274 | Indirect |
Common Stock | Warrant | $1.45 | 2010-06-10 | 2013-02-24 | 556,099 | 556,099 | Indirect |
Common Stock | Warrant | $1.61 | 2010-06-10 | 2013-03-22 | 98,266 | 98,266 | Indirect |
Common Stock | Warrant | $1.73 | 2010-06-10 | 2013-03-30 | 324,241 | 324,241 | Indirect |
Common Stock | Warrant | $1.50 | 2010-10-08 | 2015-10-08 | 1,074,031 | 1,074,031 | Indirect |
Common Stock | Warrant | $1.50 | 2010-10-08 | 2015-10-08 | 562,595 | 562,595 | Indirect |
Common Stock | Warrant | $2.00 | 2010-06-01 | 2015-06-01 | 40,461 | 40,461 | Indirect |
Common Stock | Warrant | $1.00 | 2019-12-17 | 2014-10-31 | 261,617 | 261,617 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-09-30 | 1,416,615 | 1,416,615 | Indirect |
2013-09-30 | 708,207 | 708,207 | Indirect |
2013-08-18 | 110,873 | 110,873 | Indirect |
2013-08-18 | 1,219,604 | 1,219,604 | Indirect |
2013-08-18 | 609,802 | 609,802 | Indirect |
2013-08-18 | 109,973 | 109,973 | Indirect |
2013-08-18 | 109,973 | 109,973 | Indirect |
2013-08-18 | 54,987 | 54,987 | Indirect |
2014-07-31 | 966,800 | 966,800 | Indirect |
2014-10-30 | 322,037 | 322,037 | Indirect |
2013-02-02 | 118,137 | 118,137 | Indirect |
2013-02-24 | 278,049 | 278,049 | Indirect |
2013-03-22 | 49,133 | 49,133 | Indirect |
2013-03-30 | 162,120 | 162,120 | Indirect |
2013-02-02 | 236,274 | 236,274 | Indirect |
2013-02-24 | 556,099 | 556,099 | Indirect |
2013-03-22 | 98,266 | 98,266 | Indirect |
2013-03-30 | 324,241 | 324,241 | Indirect |
2015-10-08 | 1,074,031 | 1,074,031 | Indirect |
2015-10-08 | 562,595 | 562,595 | Indirect |
2015-06-01 | 40,461 | 40,461 | Indirect |
2014-10-31 | 261,617 | 261,617 | Indirect |
Footnotes
- The number of shares the Reporting Person beneficially owns directly does not include the shares sold without proper authorization by a third party in which no sales proceeds were paid to the Reporting Person;
- These shares are held by Rising Water Capital, AG ("RWC"). Reporting Person holds a 32.80% ownership interest in RWC and the number of shares shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through RWC. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such shares and thus disclaims beneficial ownership over such shares. The number of shares the Reporting Person beneficially owns indirectly through RWC does not include the shares sold without proper authorization by a third party in which no sales proceeds were paid to RWC;
- These shares are held by CMV Invest CVA ("CMV I"). Reporting Person holds a 27.25% ownership interest in CMV I and the number of shares shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through CMV I. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such shares and thus disclaims beneficial ownership over such shares.
- These shares are held by CMV Invest II CVA ("CMV II"). Reporting Person holds a 40.75% ownership interest in CMV II and the number of shares shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through CMV II. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such shares and thus disclaims beneficial ownership over such shares.
- These shares are held by QAT Investments SA ("QAT"). Reporting Person holds a 30.79% ownership interest in QAT and the number of shares shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through QAT. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such shares and thus disclaims beneficial ownership over such shares.
- Shares were issued at no costs to QAT in lieu of certain cash compensation for services provided by Steven van der Velden, Yves Van Sante and Johan Dejager, during the period from fourth quarter of 2011 to the third quarter of 2012, pursuant to certain consulting agreement between the Company and QAT.
- These shares are held by QAT II Investments SA ("QAT II"). Reporting Person holds a 24.17% ownership interest in QAT II and the number of shares shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through QAT II. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such shares and thus disclaims beneficial ownership over such shares.
- These warrants are held by CMV II. Reporting Person holds a 40.75% ownership interest in CMV II and the number of warrants shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through CMV II. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such warrants and thus disclaims beneficial ownership over such warrants.
- These warrants are held by RWC. Reporting Person holds a 32.8% ownership interest in RWC and the number of warrants shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through RWC. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such warrants and thus disclaims beneficial ownership over such warrants.
- These warrants are held by QAT. Reporting Person holds a 30.79% ownership interest in QAT and the number of warrants shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through QAT. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such warrants and thus disclaims beneficial ownership over such warrants.
- These warrants are held by QAT II. Reporting Person holds a 24.17% ownership interest in QAT II and the number of warrants shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through QAT II. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such warrants and thus disclaims beneficial ownership over such warrants.