Filing Details

Accession Number:
0001144204-13-012816
Form Type:
5
Zero Holdings:
No
Publication Time:
2013-03-04 21:32:28
Reporting Period:
2012-12-31
Filing Date:
2013-03-04
Accepted Time:
2013-03-04 21:32:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1084384 Elephant Talk Communications Corp ETAK Telephone Communications (No Radiotelephone) (4813) 954557538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1379374 Marie Karel Paul Steven Velden Der Van Schiphol Boulevard 249
1118 Bh,
Schiphol P7
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-06 8,555 $0.00 72,386 No 4 A Indirect By QAT see footnote
Common Stock Acquisiton 2012-04-17 8,626 $0.00 72,386 No 4 A Indirect By QAT see footnote
Common Stock Acquisiton 2012-07-10 10,642 $0.00 72,386 No 4 A Indirect By QAT see footnote
Common Stock Acquisiton 2012-10-12 13,827 $0.00 72,386 No 4 A Indirect By QAT see footnote
Common Stock Disposition 2012-12-05 8,058 $0.93 1,409,702 No 4 S Indirect By QAT II see footnoted
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Indirect By QAT see footnote
No 4 A Indirect By QAT see footnote
No 4 A Indirect By QAT see footnote
No 4 A Indirect By QAT see footnote
No 4 S Indirect By QAT II see footnoted
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 27,132 Direct
Common Stock 8,967,215 Indirect By RWC. See footnote
Common Stock 423,662 Indirect By CMV See footnote
Common Stock 1,416,415 Indirect By CMV II see footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant $1.26 2008-09-30 2013-09-30 1,416,615 1,416,615 Indirect
Common Stock Warrant $1.47 2008-09-30 2013-09-30 708,207 708,207 Indirect
Common Stock Warrant $1.05 2008-08-18 2013-08-18 110,873 110,873 Indirect
Common Stock Warrant $1.26 2008-08-18 2013-08-18 1,219,604 1,219,604 Indirect
Common Stock Warrant $1.47 2008-08-18 2013-08-18 609,802 609,802 Indirect
Common Stock Warrant $1.05 2008-08-18 2013-08-18 109,973 109,973 Indirect
Common Stock Warrant $1.26 2008-08-18 2013-08-18 109,973 109,973 Indirect
Common Stock Warrant $1.47 2008-08-18 2013-08-18 54,987 54,987 Indirect
Common Stock Warrant $1.00 2009-07-31 2014-07-31 966,800 966,800 Indirect
Common Stock Warrant $1.00 2009-10-30 2014-10-30 322,037 322,037 Indirect
Common Stock Warrant $1.50 2010-06-08 2013-02-02 118,137 118,137 Indirect
Common Stock Warrant $1.45 2010-06-08 2013-02-24 278,049 278,049 Indirect
Common Stock Warrant $1.61 2010-06-08 2013-03-22 49,133 49,133 Indirect
Common Stock Warrant $1.73 2010-06-08 2013-03-30 162,120 162,120 Indirect
Common Stock Warrant $1.50 2010-06-10 2013-02-02 236,274 236,274 Indirect
Common Stock Warrant $1.45 2010-06-10 2013-02-24 556,099 556,099 Indirect
Common Stock Warrant $1.61 2010-06-10 2013-03-22 98,266 98,266 Indirect
Common Stock Warrant $1.73 2010-06-10 2013-03-30 324,241 324,241 Indirect
Common Stock Warrant $1.50 2010-10-08 2015-10-08 1,074,031 1,074,031 Indirect
Common Stock Warrant $1.50 2010-10-08 2015-10-08 562,595 562,595 Indirect
Common Stock Warrant $2.00 2010-06-01 2015-06-01 40,461 40,461 Indirect
Common Stock Warrant $1.00 2019-12-17 2014-10-31 261,617 261,617 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-09-30 1,416,615 1,416,615 Indirect
2013-09-30 708,207 708,207 Indirect
2013-08-18 110,873 110,873 Indirect
2013-08-18 1,219,604 1,219,604 Indirect
2013-08-18 609,802 609,802 Indirect
2013-08-18 109,973 109,973 Indirect
2013-08-18 109,973 109,973 Indirect
2013-08-18 54,987 54,987 Indirect
2014-07-31 966,800 966,800 Indirect
2014-10-30 322,037 322,037 Indirect
2013-02-02 118,137 118,137 Indirect
2013-02-24 278,049 278,049 Indirect
2013-03-22 49,133 49,133 Indirect
2013-03-30 162,120 162,120 Indirect
2013-02-02 236,274 236,274 Indirect
2013-02-24 556,099 556,099 Indirect
2013-03-22 98,266 98,266 Indirect
2013-03-30 324,241 324,241 Indirect
2015-10-08 1,074,031 1,074,031 Indirect
2015-10-08 562,595 562,595 Indirect
2015-06-01 40,461 40,461 Indirect
2014-10-31 261,617 261,617 Indirect
Footnotes
  1. The number of shares the Reporting Person beneficially owns directly does not include the shares sold without proper authorization by a third party in which no sales proceeds were paid to the Reporting Person;
  2. These shares are held by Rising Water Capital, AG ("RWC"). Reporting Person holds a 32.80% ownership interest in RWC and the number of shares shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through RWC. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such shares and thus disclaims beneficial ownership over such shares. The number of shares the Reporting Person beneficially owns indirectly through RWC does not include the shares sold without proper authorization by a third party in which no sales proceeds were paid to RWC;
  3. These shares are held by CMV Invest CVA ("CMV I"). Reporting Person holds a 27.25% ownership interest in CMV I and the number of shares shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through CMV I. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such shares and thus disclaims beneficial ownership over such shares.
  4. These shares are held by CMV Invest II CVA ("CMV II"). Reporting Person holds a 40.75% ownership interest in CMV II and the number of shares shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through CMV II. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such shares and thus disclaims beneficial ownership over such shares.
  5. These shares are held by QAT Investments SA ("QAT"). Reporting Person holds a 30.79% ownership interest in QAT and the number of shares shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through QAT. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such shares and thus disclaims beneficial ownership over such shares.
  6. Shares were issued at no costs to QAT in lieu of certain cash compensation for services provided by Steven van der Velden, Yves Van Sante and Johan Dejager, during the period from fourth quarter of 2011 to the third quarter of 2012, pursuant to certain consulting agreement between the Company and QAT.
  7. These shares are held by QAT II Investments SA ("QAT II"). Reporting Person holds a 24.17% ownership interest in QAT II and the number of shares shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through QAT II. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such shares and thus disclaims beneficial ownership over such shares.
  8. These warrants are held by CMV II. Reporting Person holds a 40.75% ownership interest in CMV II and the number of warrants shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through CMV II. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such warrants and thus disclaims beneficial ownership over such warrants.
  9. These warrants are held by RWC. Reporting Person holds a 32.8% ownership interest in RWC and the number of warrants shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through RWC. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such warrants and thus disclaims beneficial ownership over such warrants.
  10. These warrants are held by QAT. Reporting Person holds a 30.79% ownership interest in QAT and the number of warrants shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through QAT. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such warrants and thus disclaims beneficial ownership over such warrants.
  11. These warrants are held by QAT II. Reporting Person holds a 24.17% ownership interest in QAT II and the number of warrants shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through QAT II. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such warrants and thus disclaims beneficial ownership over such warrants.