Filing Details
- Accession Number:
- 0001140361-13-010465
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-04 17:31:46
- Reporting Period:
- 2013-02-28
- Filing Date:
- 2013-03-04
- Accepted Time:
- 2013-03-04 17:31:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1084817 | Responsys Inc | MKTG | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1517210 | A. Edward Henrich | C/O Responsys, Inc. 1100 Grundy Lane, 3Rd Floor San Bruno CA 94066 | Svp, Professional Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-28 | 1,042 | $3.08 | 31,042 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-02-28 | 788 | $1.40 | 31,830 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-28 | 1,830 | $8.00 | 30,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-02-28 | 1,042 | $0.00 | 1,042 | $3.08 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-02-28 | 788 | $0.00 | 788 | $1.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,417 | 2019-12-30 | No | 4 | M | Direct | |
| 28,243 | 2017-06-20 | No | 4 | M | Direct |
Footnotes
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2012
- Immediately exercisable, subject to the issuer's right of repurchase which lapses as the shares vest. The stock option grant vested as to 25% of the total number of shares on December 30, 2010, and thereafter vested or will vest as to 1/48th of the total number of shares on each monthly anniversary until 100% vested.
- The stock option grant is 100% vested and immediately exercisable.
Billionaire Hedge Funds
