Filing Details
- Accession Number:
- 0000914190-13-000183
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-04 17:03:53
- Reporting Period:
- 2013-03-01
- Filing Date:
- 2013-03-04
- Accepted Time:
- 2013-03-04 17:03:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1552800 | Tile Shop Holdings Inc. | TTS | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 455538095 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1505895 | E William Watts | C/O Tile Shop Holdings, Inc. 14000 Carlson Parkway Plymouth MN 55441 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-01 | 324,969 | $11.50 | 590,284 | No | 4 | X | Direct | |
Common Stock | Disposition | 2013-03-01 | 209,364 | $17.85 | 380,920 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (Right to Buy) | Disposition | 2013-03-01 | 324,969 | $0.00 | 324,969 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
324,969 | 2012-09-20 | 2017-08-21 | No | 4 | X | Direct |
Footnotes
- On March 1, 2013, the reporting person exercised a warrant to purchase 324,969 shares of Issuer common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 209,364 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 115,605 shares.