Filing Details
- Accession Number:
- 0001209191-13-013293
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-04 16:39:08
- Reporting Period:
- 2013-03-01
- Filing Date:
- 2013-03-04
- Accepted Time:
- 2013-03-04 16:39:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 868368 | Rochester Medical Corporation | ROCM | Surgical & Medical Instruments & Apparatus (3841) | 411613227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450690 | M Robert Anglin | One Rochester Medical Drive Stewartville MN 55976 | Vp Quality & Regulatory | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-01 | 4,000 | $4.63 | 14,600 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-01 | 4,000 | $14.70 | 10,600 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-01 | 4,000 | $0.00 | 4,000 | $4.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-02 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $11.91 | 2007-11-29 | 2016-11-29 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $10.89 | 2009-02-12 | 2018-02-12 | 5,000 | 5,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $11.27 | 2010-02-03 | 2019-02-03 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $12.27 | 2011-01-28 | 2020-01-28 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $10.72 | 2012-01-27 | 2021-01-27 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-11-29 | 10,000 | 10,000 | Direct |
| 2018-02-12 | 5,000 | 5,000 | Direct |
| 2019-02-03 | 20,000 | 20,000 | Direct |
| 2020-01-28 | 10,000 | 10,000 | Direct |
| 2021-01-27 | 10,000 | 10,000 | Direct |
Footnotes
- Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown.
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