Filing Details
- Accession Number:
- 0001164727-13-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-01 20:21:25
- Reporting Period:
- 2013-02-27
- Filing Date:
- 2013-03-01
- Accepted Time:
- 2013-03-01 20:21:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1064615 | R Jeffrey Huspeni | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Svp, Asia Pacific | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 Par Value | Acquisiton | 2013-02-27 | 6,250 | $28.11 | 46,670 | No | 4 | M | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2013-02-27 | 6,250 | $40.94 | 40,420 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Acquisiton | 2013-02-27 | 5,408 | $0.00 | 45,828 | No | 4 | A | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2013-02-27 | 619 | $40.53 | 45,209 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2013-02-28 | 452 | $40.04 | 44,757 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-02-27 | 6,250 | $0.00 | 6,250 | $28.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $1.60 Par Value | 826 | Indirect | By 401(k) Plan |
Footnotes
- This transaction was executed in multiple trades at prices of $40.935 to $40.96. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
- As of February 28, 2013, the reporting person held 826 shares of Newmont Mining common stock in his 401(k) Plan.
- The options vested in three equal annual installments on May 6, 2004, 2005 and 2006.
Billionaire Hedge Funds
