Filing Details
- Accession Number:
- 0001164727-13-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-01 20:01:05
- Reporting Period:
- 2013-02-27
- Filing Date:
- 2013-03-01
- Accepted Time:
- 2013-03-01 20:01:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1179997 | T Richard Obrien | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Director & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1.60 Par Value | Acquisiton | 2013-02-27 | 42,358 | $0.00 | 332,898 | No | 4 | A | Direct | |
Common Stock, $1.60 Par Value | Disposition | 2013-02-27 | 6,577 | $40.92 | 326,321 | No | 4 | F | Direct | |
Common Stock, $1.60 Par Value | Disposition | 2013-02-28 | 6,522 | $40.02 | 319,799 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $1.60 Par Value | 2,059 | Indirect | By 401(k) Plan |
Footnotes
- Represents shares reacquired to sastisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on February 27, 2013.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
- This transaction was executed in multiple trades at prices of $39.9901 to $40.12. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
- As of February 28, 2013, the reporting person held 2,059 shares of Newmont Mining common stock in his 401(k) Plan.