Filing Details
- Accession Number:
- 0001354217-13-000109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-01 18:45:47
- Reporting Period:
- 2013-02-27
- Filing Date:
- 2013-03-01
- Accepted Time:
- 2013-03-01 18:45:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1354217 | Volcano Corp | VOLC | Electromedical & Electrotherapeutic Apparatus (3845) | 330928885 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1512295 | Dale Flanders | C/O Volcano Corporation 3661 Valley Centre Drive, Suite 200 San Diego CA 92130 | General Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-27 | 1,501 | $0.00 | 13,332 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-27 | 497 | $21.68 | 12,835 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2013-02-27 | 1,501 | $0.00 | 1,501 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,503 | No | 4 | M | Direct |
Footnotes
- Represents amounts vesting under a previous restricted stock unit grant.
- Sale made by the Reporting Person in compliance with the provisions of Rule 10b5-1 to satisfy tax withholding obligations in connection with the partial vesting of Restricted Stock Unit awards.
- The restricted units were granted on February 27, 2012. The restricted units vest in equal annual installments (25%) over a period of four years, subject to continuous service.
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