Filing Details
- Accession Number:
- 0001179110-13-003772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-01 12:59:13
- Reporting Period:
- 2013-02-27
- Filing Date:
- 2013-03-01
- Accepted Time:
- 2013-03-01 12:59:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1351285 | Rosetta Stone Inc | RST | Services-Prepackaged Software (7372) | 043837082 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397915 | M Stephen Swad | C/O Rosetta Stone Inc. 1919 North Lynn Street, 7Th Floor Arlington VA 22209 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-02-27 | 6,369 | $12.07 | 265,129 | No | 4 | S | Indirect | By trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By trust |
Footnotes
- 6369 shares of common stock were sold on February 27, 2013 pursuant to default instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to 12,125 shares of 48,500 shares of restricted common stock issued to Mr. Swad on February 22, 2012.
- Includes 150,621 shares of restricted common stock on which the restrictions have not yet lapsed.
- Shares held of record by Stephen M. Swad Revocable Living Trust.
Billionaire Hedge Funds
