Filing Details
- Accession Number:
- 0001471290-13-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-01 08:07:58
- Reporting Period:
- 2013-02-27
- Filing Date:
- 2013-03-01
- Accepted Time:
- 2013-03-01 08:07:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
776901 | Independent Bank Corp | INDB | State Commercial Banks (6022) | 042870273 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1471290 | H Barry Jensen | 288 Union Street Rockland MA 02370 | Principal Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-02-27 | 798 | $31.31 | 10,757 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-02-27 | 353 | $31.27 | 10,404 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-02-27 | 2,549 | $31.20 | 7,855 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-02-27 | 3,538 | $30.14 | 11,393 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-02-27 | 162 | $30.14 | 11,555 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-27 | 242 | $31.37 | 11,313 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | ISO - Stock Option (Right to Buy) | Disposition | 2013-02-27 | 3,538 | $30.14 | 3,538 | $30.14 |
Common Stock | NQ - Stock Option (Right to Buy) | Disposition | 2013-02-27 | 162 | $30.14 | 162 | $30.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-01-02 | 2013-12-11 | No | 4 | M | Direct |
0 | 2004-06-11 | 2013-12-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,326 | Indirect | by Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | NQ - Stock Option (Right to Buy) | $30.14 | 2004-06-11 | 2013-12-11 | 162 | 162 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-12-11 | 162 | 162 | Direct |
Footnotes
- Price stated is the FMV as of February 25, 2013. FMV is calculated in accordance with the terms of the Restricted Stock Agreement.
- Total holdings include 2.3013 shares acquired by filer since the last Form 4 filing (2/13). Such transactions are exempt from the reporting requirements of Section 16 of the Securities Exchange Act of 1934.
- Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan (1997 Plan). Shares became exercisable on 6/11/04, subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances.