Filing Details
- Accession Number:
- 0001209191-13-012566
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-28 19:49:23
- Reporting Period:
- 2013-02-26
- Filing Date:
- 2013-02-28
- Accepted Time:
- 2013-02-28 19:49:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1430592 | Financial Engines Inc. | FNGN | Investment Advice (6282) | 943250323 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1206103 | Joseph Grundfest | 1050 Enterprise Way 3Rd Floor Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-02-26 | 10,000 | $32.29 | 424,199 | No | 4 | S | Indirect | The Grundfest Living Trust U/T/A DD 8/25/97 |
| Common Stock | Disposition | 2013-02-26 | 10,000 | $32.04 | 414,199 | No | 4 | S | Indirect | The Grundfest Living Trust U/T/A DD 8/25/97 |
| Common Stock | Disposition | 2013-02-26 | 5,000 | $32.25 | 409,199 | No | 4 | S | Indirect | The Grundfest Living Trust U/T/A DD 8/25/97 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | The Grundfest Living Trust U/T/A DD 8/25/97 |
| No | 4 | S | Indirect | The Grundfest Living Trust U/T/A DD 8/25/97 |
| No | 4 | S | Indirect | The Grundfest Living Trust U/T/A DD 8/25/97 |
Footnotes
- The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.17 to $32.47 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.09 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.25 to $32.26 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
