Filing Details

Accession Number:
0000005768-13-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-28 16:15:54
Reporting Period:
2013-02-27
Filing Date:
2013-02-28
Accepted Time:
2013-02-28 16:15:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
5768 American Science & Engineering Inc. ASEI X-Ray Apparatus & Tubes & Related Irradiation Apparatus (3844) 042240991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1263158 R Anthony Fabiano American Science And Engineering, Inc.
829 Middlesex Turnpike
Billerica MA 01821
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-27 2,797 $53.55 19,488 No 4 M Direct
Common Stock Acquisiton 2013-02-27 3,734 $52.82 23,222 No 4 M Direct
Common Stock Acquisiton 2013-02-27 5,860 $51.56 29,082 No 4 M Direct
Common Stock Disposition 2013-02-27 12,391 $62.55 16,691 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-02-27 2,797 $0.00 2,797 $53.55
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-02-27 3,734 $0.00 3,734 $52.82
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-02-27 5,860 $0.00 5,860 $51.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-11-01 No 4 M Direct
0 2016-06-20 No 4 M Direct
0 2018-06-12 No 4 M Direct
Footnotes
  1. On November 1, 2005, the reporting person was granted a stock option to purchase 2,797 shares of common stock. Vesting of the option was based upon the satisfaction of certain performance criteria. The performance criteria were met, resulting in vesting of the option as to 2,797 shares on March 31, 2007.
  2. On June 20, 2006, the reporting person was granted a stock option to purchase 3,734 shares of common stock. Vesting of the option was based upon the satisfaction of certain performance criteria. The performance criteria were met, resulting in vesting of the option as to 3,734 shares on March 31, 2009.
  3. On June 12, 2008, the reporting person was granted a stock option to purchase 5,860 shares of common stock. Vesting of the option was based upon the satisfaction of certain performance criteria. The performance criteria were met, resulting in vesting of the option as to 3,907 shares on March 31, 2010 and 1,953 shares on March 31, 2011.