Filing Details
- Accession Number:
- 0000005768-13-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-28 16:15:54
- Reporting Period:
- 2013-02-27
- Filing Date:
- 2013-02-28
- Accepted Time:
- 2013-02-28 16:15:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
5768 | American Science & Engineering Inc. | ASEI | X-Ray Apparatus & Tubes & Related Irradiation Apparatus (3844) | 042240991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1263158 | R Anthony Fabiano | American Science And Engineering, Inc. 829 Middlesex Turnpike Billerica MA 01821 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-27 | 2,797 | $53.55 | 19,488 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-02-27 | 3,734 | $52.82 | 23,222 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-02-27 | 5,860 | $51.56 | 29,082 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-27 | 12,391 | $62.55 | 16,691 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-02-27 | 2,797 | $0.00 | 2,797 | $53.55 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-02-27 | 3,734 | $0.00 | 3,734 | $52.82 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-02-27 | 5,860 | $0.00 | 5,860 | $51.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-11-01 | No | 4 | M | Direct | |
0 | 2016-06-20 | No | 4 | M | Direct | |
0 | 2018-06-12 | No | 4 | M | Direct |
Footnotes
- On November 1, 2005, the reporting person was granted a stock option to purchase 2,797 shares of common stock. Vesting of the option was based upon the satisfaction of certain performance criteria. The performance criteria were met, resulting in vesting of the option as to 2,797 shares on March 31, 2007.
- On June 20, 2006, the reporting person was granted a stock option to purchase 3,734 shares of common stock. Vesting of the option was based upon the satisfaction of certain performance criteria. The performance criteria were met, resulting in vesting of the option as to 3,734 shares on March 31, 2009.
- On June 12, 2008, the reporting person was granted a stock option to purchase 5,860 shares of common stock. Vesting of the option was based upon the satisfaction of certain performance criteria. The performance criteria were met, resulting in vesting of the option as to 3,907 shares on March 31, 2010 and 1,953 shares on March 31, 2011.