Filing Details

Accession Number:
0001209191-13-012344
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-28 15:03:49
Reporting Period:
2013-02-26
Filing Date:
2013-02-28
Accepted Time:
2013-02-28 15:03:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
17843 Carpenter Technology Corp CRS Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) 230458500
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
938201 O Thomas Hicks C/O Carpenter Technology Corporation
Po Box 14662
Reading PA 19612
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-02-26 340,104 $0.00 154,041 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 836,992 Indirect See Footnote
Footnotes
  1. On February 26, 2013, in a privately negotiated transaction, Thomas O. Hicks (the "Principal") contributed 340,104 shares of Common Stock owned by him to a partnership in exchange for equity interests in the partnership.
  2. The Principal may be deemed to beneficially own 836,992 shares of Common Stock held indirectly. The Principal disclaims benefial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the benefial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.