Filing Details
- Accession Number:
- 0000009984-13-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-28 13:55:16
- Reporting Period:
- 2013-02-26
- Filing Date:
- 2013-02-28
- Accepted Time:
- 2013-02-28 13:55:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007661 | O Thomas Barnes | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-02-26 | 15,300 | $0.00 | 127,172 | No | 5 | G | Indirect | Trust #CF-2363 |
| Common Stock | Disposition | 2013-02-26 | 118 | $26.40 | 415,995 | No | 4 | S | Indirect | Trust #42-01-100-8546559 |
| Common Stock | Disposition | 2013-02-26 | 78 | $26.40 | 76,257 | No | 4 | S | Indirect | Trust #42-01-100-8550714 |
| Common Stock | Disposition | 2013-02-26 | 40 | $26.40 | 161,612 | No | 4 | S | Indirect | Trust #42-01-100-8550720 |
| Common Stock | Disposition | 2013-02-26 | 27 | $26.40 | 485,393 | No | 4 | S | Indirect | Trust #42-01-100-8550719 |
| Common Stock | Disposition | 2013-02-26 | 33 | $26.40 | 413,078 | No | 4 | S | Indirect | Trust #42-01-100-8546558 |
| Common Stock | Disposition | 2013-02-27 | 29 | $26.35 | 415,966 | No | 4 | S | Indirect | Trust #42-01-100-8546559 |
| Common Stock | Disposition | 2013-02-27 | 20 | $26.35 | 76,237 | No | 4 | S | Indirect | Trust #42-01-100-8550714 |
| Common Stock | Disposition | 2013-02-27 | 10 | $26.35 | 161,602 | No | 4 | S | Indirect | Trust #42-01-100-8550720 |
| Common Stock | Disposition | 2013-02-27 | 7 | $26.35 | 485,386 | No | 4 | S | Indirect | Trust #42-01-100-8550719 |
| Common Stock | Disposition | 2013-02-27 | 8 | $26.35 | 413,070 | No | 4 | S | Indirect | Trust #42-01-100-8546558 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | Trust #CF-2363 |
| No | 4 | S | Indirect | Trust #42-01-100-8546559 |
| No | 4 | S | Indirect | Trust #42-01-100-8550714 |
| No | 4 | S | Indirect | Trust #42-01-100-8550720 |
| No | 4 | S | Indirect | Trust #42-01-100-8550719 |
| No | 4 | S | Indirect | Trust #42-01-100-8546558 |
| No | 4 | S | Indirect | Trust #42-01-100-8546559 |
| No | 4 | S | Indirect | Trust #42-01-100-8550714 |
| No | 4 | S | Indirect | Trust #42-01-100-8550720 |
| No | 4 | S | Indirect | Trust #42-01-100-8550719 |
| No | 4 | S | Indirect | Trust #42-01-100-8546558 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 391,409 | Direct | |
| Common Stock | 33,399 | Indirect | By 401(k) Plan |
| Common Stock | 39,356 | Indirect | Trust #42-01-100-8546568 |
| Common Stock | 4,066 | Indirect | By my wife |
| Common Stock | 84,432 | Indirect | Trust #42-01-100-8550713 |
| Common Stock | 158,346 | Indirect | Trust #CF-2078 |
Footnotes
- Reflects distribution to trust beneficiaries.
- Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
- Includes 3553 Restricted Stock Units granted 2/12/13 that are subject to forfeiture if certain events occur.
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