Filing Details
- Accession Number:
- 0001181431-13-013061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-27 16:59:03
- Reporting Period:
- 2013-02-25
- Filing Date:
- 2013-02-27
- Accepted Time:
- 2013-02-27 16:59:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
70866 | Ncr Corp | NCR | Calculating & Accounting Machines (No Electronic Computers) (3578) | 310387920 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1399744 | P Robert Fishman | 3097 Satellite Boulevard, 3Rd Floor Duluth GA 30096-5810 | Senior Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-25 | 4,622 | $12.81 | 32,596 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-25 | 4,622 | $27.61 | 28,334 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-02-25 | 6,063 | $0.00 | 34,397 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-02-25 | 4,622 | $0.00 | 4,622 | $12.81 |
Common Stock | Restricted Stock Units | Acquisiton | 2013-02-25 | 35,079 | $0.00 | 35,079 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,622 | 2013-02-23 | 2020-02-22 | No | 4 | M | Direct |
35,079 | No | 4 | A | Direct |
Footnotes
- The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2012.
- Represents the sale of 4,622 shares in 16 transactions at prices ranging from $27.54 to $27.72 per share, resulting in a weighted average sale price of $27.61 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- These are time-based restricted stock units that will vest on February 25, 2016, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement
- The grant representing a right to purchase a total of 18,488 shares, vests in four equal annual installments commencing on February 23, 2011. The first three installments vested on February 23, 2011, February 23, 2012 and the date shown above, respectively.
- These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on March 3, 2014, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.