Filing Details

Accession Number:
0001181431-13-013059
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-27 16:58:19
Reporting Period:
2013-02-25
Filing Date:
2013-02-27
Accepted Time:
2013-02-27 16:58:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
70866 Ncr Corp NCR Calculating & Accounting Machines (No Electronic Computers) (3578) 310387920
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185755 William Nuti 7 World Trade Center
250 Greenwich Street, 35Th Floor
New York NY 10007
Chairman, Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-25 63,551 $12.81 278,073 No 4 M Direct
Common Stock Disposition 2013-02-25 63,551 $27.31 214,522 No 4 S Direct
Common Stock Acquisiton 2013-02-25 46,642 $0.00 261,164 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-02-25 63,551 $0.00 63,551 $12.81
Common Stock Restricted Stock Units Acquisiton 2013-02-25 249,446 $0.00 249,446 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
63,552 2013-02-23 2020-02-22 No 4 M Direct
249,446 No 4 A Direct
Footnotes
  1. The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2012.
  2. Represents the sale of 63,551 shares in 119 transactions at prices ranging from $27.07 to $27.73 per share, resulting in a weighted average sale price of $27.31 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. These are time-based restricted stock units that will vest on February 25, 2016, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.
  4. The grant representing a right to purchase a total of 254,206 shares, vests in four equal annual installments commencing on February 23, 2011. The first three installments vested on February 23, 2011, February 23, 2012 and the date shown above, respectively.
  5. These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on March 3, 2014, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement