Filing Details
- Accession Number:
- 0001437749-13-002072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-27 16:51:20
- Reporting Period:
- 2013-02-25
- Filing Date:
- 2013-02-27
- Accepted Time:
- 2013-02-27 16:51:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 763744 | Drew Industries Inc | DW | Motor Vehicle Parts & Accessories (3714) | 133250533 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1436716 | Lee Christopher Smith | C/O Drew Industries Incorporated 200 Mamaroneck Avenue White Plains NY 10601 | Corporate Controller & Assista | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-25 | 1,200 | $8.09 | 1,200 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2013-02-25 | 950 | $17.49 | 2,150 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2013-02-25 | 1,400 | $17.67 | 3,550 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2013-02-25 | 3,550 | $36.43 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options | Disposition | 2013-02-25 | 1,200 | $0.00 | 1,200 | $8.09 |
| Common Stock | Employee Stock Options | Disposition | 2013-02-25 | 950 | $0.00 | 950 | $17.49 |
| Common Stock | Employee Stock Options | Disposition | 2013-02-25 | 1,400 | $0.00 | 1,400 | $17.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,650 | 2009-11-12 | 2014-11-12 | No | 4 | X | Direct |
| 8,700 | 2010-11-18 | 2015-11-18 | No | 4 | X | Direct |
| 7,300 | 2011-11-29 | 2016-11-29 | No | 4 | X | Direct |
Footnotes
- Employee Stock Options become exercisable at the rate of 20% per year for 5 years.
- This transaction was executed in multiple trades at prices ranging from $36.40 to $36.47; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
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